KIO

KKR Income Opportunities Fund
KIO

Overview Fund Activity

25 hedge funds and large institutions have $35M invested in KKR Income Opportunities Fund in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
25
Holders Change
–
Holders Change %
0%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
11
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$1.43M
2
GC
2
Guggenheim Capital
Illinois
$1.53M
3
WAM
3
Wolverine Asset Management
Illinois
$972K
4
MIG
4
Mariner Investment Group
New York
$1.26M
5
HCM
5
Highlander Capital Management
New Jersey
$419K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.61M
2
CRC
2
Curi RMB Capital
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$4.89M
4
Stifel Financial
4
Stifel Financial
Missouri
$673K
5
Citigroup
5
Citigroup
New York
$260K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.61M 660,289 -67,216 -9%
UBS Group
2
UBS Group
Switzerland
$4.89M 335,686 -42,805 -11%
Bessemer Group
3
Bessemer Group
New Jersey
$4.76M 327,092 – –
Invesco
4
Invesco
Georgia
$2.09M 143,444 +6,977 +5%
CIA
5
Capital Investment Advisors
Georgia
$1.79M 122,684 +964 +0.8%
SFS
6
Shaker Financial Services
Virginia
$1.68M 115,121 -1,105 -1%
GC
7
Guggenheim Capital
Illinois
$1.53M 104,933 +33,638 +47%
RCM
8
Rivernorth Capital Management
Florida
$1.43M 98,404 +98,404 New
Wells Fargo
9
Wells Fargo
California
$1.3M 89,015 +9,339 +12%
MIG
10
Mariner Investment Group
New York
$1.26M 86,670 +29,116 +51%
YMRC
11
Yorktown Management & Research Company
Virginia
$1.09M 75,000 – –
WAM
12
Wolverine Asset Management
Illinois
$972K 66,786 +30,651 +85%
Stifel Financial
13
Stifel Financial
Missouri
$673K 46,277 -14,635 -24%
HCM
14
Highlander Capital Management
New Jersey
$419K 28,780 +25,335 +735%
AA
15
AQR Arbitrage
Connecticut
$319K 21,886 +21,886 New
Citigroup
16
Citigroup
New York
$260K 17,858 -12,486 -41%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$241K 16,518 +1,172 +8%
SCA
18
STALEY CAPITAL ADVISERS
Pennsylvania
$223K 15,320 +3,220 +27%
LPL Financial
19
LPL Financial
California
$173K 11,898 -1,250 -10%
Deutsche Bank
20
Deutsche Bank
Germany
$72K 5,000 +2,000 +67%
MFS
21
MSI Financial Services
Massachusetts
$68K 4,703 -5,008 -52%
FCCM
22
First City Capital Management
Georgia
$56.1K 3,850 +3,850 New
Bank of America
23
Bank of America
North Carolina
$40K 2,732 +2,732 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$29K 2,013 +30 +2%
NFG
25
Next Financial Group
Texas
$19K 1,360 – –
1
2