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KIO

KKR Income Opportunities Fund

25 hedge funds and large institutions have $35M invested in KKR Income Opportunities Fund in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 7

0.36% more ownership

Funds ownership: 15.39%15.75% (+0.36%)

0% more funds holding

Funds holding: 2525 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

5% less capital invested

Capital invested by funds: $37M → $35M (-$2.02M)

Holders
25
Holders Change
Holders Change %
0%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
11
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.61M -$1.01M -67,216 -9%
UBS Group
2
UBS Group
Switzerland
$4.89M -$646K -42,805 -11%
Bessemer Group
3
Bessemer Group
New Jersey
$4.76M
Invesco
4
Invesco
Georgia
$2.09M +$105K +6,977 +5%
CIA
5
Capital Investment Advisors
Georgia
$1.79M +$14.6K +964 +0.8%
SFS
6
Shaker Financial Services
Virginia
$1.68M -$16.7K -1,105 -1%
GC
7
Guggenheim Capital
Illinois
$1.53M +$508K +33,638 +47%
RCM
8
Rivernorth Capital Management
Florida
$1.43M +$1.49M +98,404 New
Wells Fargo
9
Wells Fargo
California
$1.3M +$141K +9,339 +12%
MIG
10
Mariner Investment Group
New York
$1.26M +$440K +29,116 +51%
YMRC
11
Yorktown Management & Research Company
Virginia
$1.09M
WAM
12
Wolverine Asset Management
Illinois
$972K +$463K +30,651 +85%
Stifel Financial
13
Stifel Financial
Missouri
$673K -$221K -14,635 -24%
HCM
14
Highlander Capital Management
New Jersey
$419K +$383K +25,335 +735%
AA
15
AQR Arbitrage
Connecticut
$319K +$330K +21,886 New
Citigroup
16
Citigroup
New York
$260K -$189K -12,486 -41%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$241K +$17.7K +1,172 +8%
SCA
18
STALEY CAPITAL ADVISERS
Pennsylvania
$223K +$48.6K +3,220 +27%
LPL Financial
19
LPL Financial
California
$173K -$18.9K -1,250 -10%
Deutsche Bank
20
Deutsche Bank
Germany
$72K +$30.2K +2,000 +67%
MFS
21
MSI Financial Services
Massachusetts
$68K -$75.6K -5,008 -52%
FCCM
22
First City Capital Management
Georgia
$56.1K +$58.1K +3,850 New
Bank of America
23
Bank of America
North Carolina
$40K +$41.3K +2,732 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$29K +$453 +30 +2%
NFG
25
Next Financial Group
Texas
$19K

KIO Hedge Fund Activity: Q3 2015 in Review

25 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in KKR Income Opportunities Fund (KIO) for Q3 2015, worth a combined $35M — down 5.5% from $37M a quarter earlier.

Fund positioning in KIO was balanced in Q3 2015: 4 funds opened new positions, 4 closed out, 11 added to existing stakes and 7 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $1.49M. The largest seller was Morgan Stanley, cutting an estimated $1.01M.

  • 25 institutional investors held KKR Income Opportunities Fund (KIO) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $35M of KKR Income Opportunities Fund stock for Q3 2015, down 5.5% quarter-over-quarter.
  • 4 funds opened new KKR Income Opportunities Fund positions in Q3 2015 and 4 closed out, a net change of 0 holders.
  • The largest KKR Income Opportunities Fund buyer in Q3 2015 was Rivernorth Capital Management, an estimated $1.49M added.
  • The largest KKR Income Opportunities Fund seller in Q3 2015 was Morgan Stanley, an estimated $1.01M sold.

Based on aggregated 13F filings for Q3 2015.