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KIO

KKR Income Opportunities Fund

44 hedge funds and large institutions have $61.5M invested in KKR Income Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 15 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.1% more ownership

Funds ownership: 18.53%18.63% (+0.1%)

2% less capital invested

Capital invested by funds: $62.9M → $61.5M (-$1.33M)

6% less funds holding

Funds holding: 4744 (-3)

21% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 19

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
44
Holders Change
-3
Holders Change %
-6.38%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
15
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.7M -$2.51M -153,041 -19%
SIA
2
Sit Investment Associates
Minnesota
$8.75M +$501K +30,486 +6%
UBS Group
3
UBS Group
Switzerland
$6.01M +$2.4M +146,151 +66%
GC
4
Guggenheim Capital
Illinois
$5.55M -$340K -20,700 -6%
SRC
5
Sage Rhino Capital
California
$4.13M -$94.2K -5,734 -2%
LPL Financial
6
LPL Financial
California
$2.14M -$163K -9,908 -7%
SFS
7
Shaker Financial Services
Virginia
$1.93M +$1.55M +94,129 +401%
Invesco
8
Invesco
Georgia
$1.7M +$449K +27,313 +36%
JPLA
9
Joseph P. Lucia & Associates
New York
$1.66M -$51.8K -3,154 -3%
Wells Fargo
10
Wells Fargo
California
$1.59M -$168K -10,219 -9%
CIA
11
Capital Investment Advisors
Georgia
$1.56M +$1.26K +77 +0.1%
Rockefeller Capital Management
12
Rockefeller Capital Management
New York
$1.48M -$82.1K -5,000 -5%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.43M +$356K +21,669 +33%
Cohen & Steers
14
Cohen & Steers
New York
$1.27M +$533K +32,434 +72%
Bank of America
15
Bank of America
North Carolina
$1.17M +$47.8K +2,910 +4%
HCM
16
Highlander Capital Management
New Jersey
$1.03M -$13.4K -813 -1%
MML Investors Services
17
MML Investors Services
Massachusetts
$961K +$23.1K +1,405 +2%
MAFM
18
Mid Atlantic Financial Management
Pennsylvania
$844K -$140K -8,500 -14%
HWAM
19
Hennion & Walsh Asset Management
New Jersey
$690K +$266K +16,194 +62%
SXL
20
Summit X LLC
Missouri
$680K -$8.11K -494 -1%
VEA
21
Virtus ETF Advisers
New York
$636K -$2.19K -133 -0.3%
Osaic Holdings
22
Osaic Holdings
Arizona
$610K -$1.3K -79 -0.2%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$505K -$143K -8,718 -22%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$489K -$783K -47,660 -61%
CAN
25
Claraphi Advisory Network
United States
$450K +$116K +7,041 +34%

KIO Hedge Fund Activity: Q3 2021 in Review

44 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in KKR Income Opportunities Fund (KIO) for Q3 2021, worth a combined $61.5M — down 2.1% from $62.9M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of KIO and 2 opened new positions — a net loss of 2 holders — while 19 trimmed existing stakes and 15 added.

The largest buyer was UBS Group, adding an estimated $2.4M. The largest seller was Morgan Stanley, cutting an estimated $2.51M.

  • 44 institutional investors held KKR Income Opportunities Fund (KIO) as of Q3 2021, down from 47 in Q2 2021.
  • Funds reported $61.5M of KKR Income Opportunities Fund stock for Q3 2021, down 2.1% quarter-over-quarter.
  • 2 funds opened new KKR Income Opportunities Fund positions in Q3 2021 and 4 closed out, a net change of -2 holders.
  • The largest KKR Income Opportunities Fund buyer in Q3 2021 was UBS Group, an estimated $2.4M added.
  • The largest KKR Income Opportunities Fund seller in Q3 2021 was Morgan Stanley, an estimated $2.51M sold.

Based on aggregated 13F filings for Q3 2021.