KIO

KKR Income Opportunities Fund
KIO

Overview Fund Activity

56 hedge funds and large institutions have $66.2M invested in KKR Income Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 12 increasing their positions, 23 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
+13
Holders Change %
+30.23%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
16
Increased
12
Reduced
23
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
$4.12M
2
CRC
Curi RMB Capital
Illinois
$2.21M
3
SCM
Saba Capital Management
New York
$1.27M
4
CCP
Clough Capital Partners
Massachusetts
$2.62M
5
WAM
Weiss Asset Management
Massachusetts
$476K

Top Sellers

1
RCM
Robinson Capital Management
Michigan
$1.64M
2
Invesco
Invesco
Georgia
$8.47M
3
Stifel Financial
Stifel Financial
Missouri
$487K
4
GC
Guggenheim Capital
Illinois
$5.8M
5
NMC
Nine Masts Capital
Hong Kong
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$8.47M -$919K -64,502 -10%
UBS Group
2
UBS Group
Switzerland
$6.73M -$50.2K -3,526 -0.7%
GC
3
Guggenheim Capital
Illinois
$5.8M -$613K -43,035 -10%
Morgan Stanley
4
Morgan Stanley
New York
$5.53M +$84.8K +5,951 +2%
Wells Fargo
5
Wells Fargo
California
$5.18M -$333K -23,394 -6%
SFS
6
Shaker Financial Services
Virginia
$4.12M +$2.8M +196,267 +212%
First Trust Advisors
7
First Trust Advisors
Illinois
$4.02M -$361K -25,313 -8%
CCP
8
Clough Capital Partners
Massachusetts
$2.62M +$948K +66,500 +57%
CRC
9
Curi RMB Capital
Illinois
$2.21M +$2.21M +155,358 New
Bank of America
10
Bank of America
North Carolina
$1.82M -$39.2K -2,754 -2%
RCM
11
Robinson Capital Management
Michigan
$1.64M -$1.03M -72,369 -39%
SCM
12
Saba Capital Management
New York
$1.27M +$1.27M +88,841 New
MML Investors Services
13
MML Investors Services
Massachusetts
$1.09M -$39.6K -2,780 -3%
HCM
14
Highlander Capital Management
New Jersey
$1.07M -$85K -5,950 -7%
CIA
15
Capital Investment Advisors
Georgia
$1.01M -$16.9K -1,187 -2%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$961K +$18.4K +1,290 +2%
PAG
17
Private Advisor Group
New Jersey
$946K +$56.7K +3,981 +6%
CAN
18
Claraphi Advisory Network
United States
$926K -$146K -10,274 -14%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$821K -$18K -1,260 -2%
COLIM
20
City of London Investment Management
United Kingdom
$683K – – –
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$605K +$91.1K +6,395 +18%
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$543K +$543K +38,100 New
SPC
23
Sigma Planning Corp
Michigan
$514K -$59.4K -4,172 -10%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$503K -$212K -14,897 -30%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$495K -$2.85K -200 -0.6%
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