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KIO

KKR Income Opportunities Fund

56 hedge funds and large institutions have $66.2M invested in KKR Income Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 12 increasing their positions, 23 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 3

30% more funds holding

Funds holding: 4356 (+13)

1.66% more ownership

Funds ownership: 21.17%22.83% (+1.7%)

6% less capital invested

Capital invested by funds: $70.7M → $66.2M (-$4.48M)

48% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 23

Holders
56
Holders Change
+13
Holders Change %
+30.23%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
12
Reduced
23
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$8.47M -$995K -64,502 -10%
UBS Group
2
UBS Group
Switzerland
$6.73M -$54.4K -3,526 -0.7%
GC
3
Guggenheim Capital
Illinois
$5.8M -$664K -43,035 -10%
Morgan Stanley
4
Morgan Stanley
New York
$5.53M +$91.8K +5,951 +2%
Wells Fargo
5
Wells Fargo
California
$5.18M -$361K -23,394 -6%
SFS
6
Shaker Financial Services
Virginia
$4.12M +$3.03M +196,267 +212%
First Trust Advisors
7
First Trust Advisors
Illinois
$4.02M -$390K -25,313 -8%
CCP
8
Clough Capital Partners
Massachusetts
$2.62M +$1.03M +66,500 +57%
CRC
9
Curi RMB Capital
Illinois
$2.21M +$2.4M +155,358 New
Bank of America
10
Bank of America
North Carolina
$1.82M -$42.5K -2,754 -2%
RCM
11
Robinson Capital Management
Michigan
$1.64M -$1.12M -72,369 -39%
SCM
12
Saba Capital Management
New York
$1.27M +$1.37M +88,841 New
MML Investors Services
13
MML Investors Services
Massachusetts
$1.09M -$42.9K -2,780 -3%
HCM
14
Highlander Capital Management
New Jersey
$1.07M -$91.8K -5,950 -7%
CIA
15
Capital Investment Advisors
Georgia
$1.01M -$18.3K -1,187 -2%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$961K +$19.9K +1,290 +2%
PAG
17
Private Advisor Group
New Jersey
$946K +$61.4K +3,981 +6%
CAN
18
Claraphi Advisory Network
United States
$926K -$158K -10,274 -14%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$821K -$19.4K -1,260 -2%
COLIM
20
City of London Investment Management
United Kingdom
$683K
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$605K +$98.6K +6,395 +18%
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$543K +$588K +38,100 New
SPC
23
Sigma Planning Corp
Michigan
$514K -$64.3K -4,172 -10%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$503K -$230K -14,897 -30%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$495K -$3.08K -200 -0.6%

KIO Hedge Fund Activity: Q4 2018 in Review

56 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in KKR Income Opportunities Fund (KIO) for Q4 2018, worth a combined $66.2M — down 6.3% from $70.7M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new KIO positions and 3 closed out — a net gain of 13 holders — while 12 added to existing stakes and 23 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $3.03M. The largest seller was Robinson Capital Management, cutting an estimated $1.12M.

  • 56 institutional investors held KKR Income Opportunities Fund (KIO) as of Q4 2018, up from 43 in Q3 2018.
  • Funds reported $66.2M of KKR Income Opportunities Fund stock for Q4 2018, down 6.3% quarter-over-quarter.
  • 16 funds opened new KKR Income Opportunities Fund positions in Q4 2018 and 3 closed out, a net change of +13 holders.
  • The largest KKR Income Opportunities Fund buyer in Q4 2018 was Shaker Financial Services, an estimated $3.03M added.
  • The largest KKR Income Opportunities Fund seller in Q4 2018 was Robinson Capital Management, an estimated $1.12M sold.

Based on aggregated 13F filings for Q4 2018.