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KIO

KKR Income Opportunities Fund

27 hedge funds and large institutions have $47M invested in KKR Income Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

1% more capital invested

Capital invested by funds: $46.5M → $47M (+$455K)

0.17% more ownership

Funds ownership: 19.05%19.22% (+0.17%)

7% less funds holding

Funds holding: 2927 (-2)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 2

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
14
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.4M -$1.12M -71,548 -10%
Invesco
2
Invesco
Georgia
$4.59M +$623K +39,755 +16%
GC
3
Guggenheim Capital
Illinois
$4.53M +$38.6K +2,467 +0.9%
Bessemer Group
4
Bessemer Group
New Jersey
$4.04M +$157K +10,000 +4%
SFS
5
Shaker Financial Services
Virginia
$2.62M +$1.05M +66,891 +69%
UBS Group
6
UBS Group
Switzerland
$2.6M -$566K -36,108 -18%
Wells Fargo
7
Wells Fargo
California
$2.43M -$138K -8,777 -5%
LCM
8
Laurion Capital Management
New York
$2.37M -$898K -57,299 -28%
PCP
9
Proficio Capital Partners
Massachusetts
$2.14M -$228K -14,540 -10%
Bank of America
10
Bank of America
North Carolina
$2.06M +$222K +14,164 +12%
RCM
11
Rivernorth Capital Management
Florida
$1.28M +$495K +31,593 +66%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.16M +$65.6K +4,188 +6%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.15M +$458K +29,261 +69%
HCM
14
Highlander Capital Management
New Jersey
$1.06M +$72.9K +4,650 +8%
CIA
15
Capital Investment Advisors
Georgia
$960K +$4.76K +304 +0.5%
Stifel Financial
16
Stifel Financial
Missouri
$927K -$17.6K -1,124 -2%
LPL Financial
17
LPL Financial
California
$578K +$150K +9,600 +36%
DA
18
Doliver Advisors
Texas
$564K +$46.7K +2,983 +9%
YMRC
19
Yorktown Management & Research Company
Virginia
$543K
CIBC Private Wealth Group
20
CIBC Private Wealth Group
Georgia
$319K
SCA
21
STALEY CAPITAL ADVISERS
Pennsylvania
$266K
Citigroup
22
Citigroup
New York
$256K
NFG
23
Next Financial Group
Texas
$44K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$39K +$1.18K +75 +3%
MFS
25
MSI Financial Services
Massachusetts
$19K

KIO Hedge Fund Activity: Q4 2016 in Review

27 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in KKR Income Opportunities Fund (KIO) for Q4 2016, worth a combined $47M — up 0.98% from $46.5M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of KIO and 0 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 14 added.

The largest buyer was Shaker Financial Services, adding an estimated $1.05M. The largest seller was Morgan Stanley, cutting an estimated $1.12M.

  • 27 institutional investors held KKR Income Opportunities Fund (KIO) as of Q4 2016, down from 29 in Q3 2016.
  • Funds reported $47M of KKR Income Opportunities Fund stock for Q4 2016, up 0.98% quarter-over-quarter.
  • 0 funds opened new KKR Income Opportunities Fund positions in Q4 2016 and 2 closed out, a net change of -2 holders.
  • The largest KKR Income Opportunities Fund buyer in Q4 2016 was Shaker Financial Services, an estimated $1.05M added.
  • The largest KKR Income Opportunities Fund seller in Q4 2016 was Morgan Stanley, an estimated $1.12M sold.

Based on aggregated 13F filings for Q4 2016.