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KIO

KKR Income Opportunities Fund

28 hedge funds and large institutions have $48.1M invested in KKR Income Opportunities Fund in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

4% more funds holding

Funds holding: 2728 (+1)

2% more capital invested

Capital invested by funds: $47M → $48.1M (+$1.08M)

0.72% less ownership

Funds ownership: 19.22%18.5% (-0.72%)

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
13
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.4M +$333K +20,001 +3%
Invesco
2
Invesco
Georgia
$6.87M +$1.96M +117,934 +41%
GC
3
Guggenheim Capital
Illinois
$4.78M -$23.8K -1,432 -0.5%
Bessemer Group
4
Bessemer Group
New Jersey
$3.96M -$326K -19,604 -8%
UBS Group
5
UBS Group
Switzerland
$3.06M +$289K +17,372 +11%
Wells Fargo
6
Wells Fargo
California
$3.02M +$429K +25,757 +17%
Bank of America
7
Bank of America
North Carolina
$2.09M -$102K -6,134 -5%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.96M +$708K +42,553 +59%
PCP
9
Proficio Capital Partners
Massachusetts
$1.9M -$435K -26,132 -20%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.26M +$44.5K +2,672 +4%
CIA
11
Capital Investment Advisors
Georgia
$1.24M +$214K +12,831 +21%
HCM
12
Highlander Capital Management
New Jersey
$1.14M +$12.5K +750 +1%
Stifel Financial
13
Stifel Financial
Missouri
$973K -$21.2K -1,271 -2%
SIA
14
Sit Investment Associates
Minnesota
$973K +$953K +57,225 New
SFS
15
Shaker Financial Services
Virginia
$832K -$1.91M -114,725 -70%
YMRC
16
Yorktown Management & Research Company
Virginia
$765K +$185K +11,100 +33%
LPL Financial
17
LPL Financial
California
$702K +$86.6K +5,200 +14%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$315K +$308K +18,495 New
RCM
19
Rivernorth Capital Management
Florida
$285K -$1.05M -63,076 -79%
SCA
20
STALEY CAPITAL ADVISERS
Pennsylvania
$266K -$16.6K -1,000 -6%
First Trust Advisors
21
First Trust Advisors
Illinois
$170K +$166K +10,000 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$44K +$3.36K +202 +8%
AG
23
Advisor Group
Arizona
$39K +$21.6K +1,300 +130%
Citigroup
24
Citigroup
New York
$17K -$250K -15,001 -94%
PFO
25
Pathstone Family Office
New Jersey
$11K +$11.1K +669 New

KIO Hedge Fund Activity: Q1 2017 in Review

28 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in KKR Income Opportunities Fund (KIO) for Q1 2017, worth a combined $48.1M — up 2.3% from $47M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new KIO positions and 3 closed out — a net gain of 2 holders — while 13 added to existing stakes and 10 trimmed.

The largest buyer was Invesco, adding an estimated $1.96M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $2.37M sold.

  • 28 institutional investors held KKR Income Opportunities Fund (KIO) as of Q1 2017, up from 27 in Q4 2016.
  • Funds reported $48.1M of KKR Income Opportunities Fund stock for Q1 2017, up 2.3% quarter-over-quarter.
  • 5 funds opened new KKR Income Opportunities Fund positions in Q1 2017 and 3 closed out, a net change of +2 holders.
  • The largest KKR Income Opportunities Fund buyer in Q1 2017 was Invesco, an estimated $1.96M added.
  • The largest KKR Income Opportunities Fund seller in Q1 2017 was Laurion Capital Management, an estimated $2.37M sold.

Based on aggregated 13F filings for Q1 2017.