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Ladenburg Thalmann Financial Services

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B Turnover 6.61%
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163
Avg Time Held
4.2 years
Top 10 Avg Time Held
2.3 years
Top 20 Avg Time Held
2.4 years

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.73%
2 Technology 7.65%
3 Financials 5.46%
4 Industrials 3.77%
5 Healthcare 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AAPL icon
1
Apple
AAPL
$5.07T
$457M 2.88%
6,788,072
+368,504
+6% +$23.7M
2013 Q2
26 quarters
IVV icon
2
iShares Core S&P 500 ETF
IVV
$876B
$308M 1.94%
1,090,562
+98,498
+10% +$30.5M
2013 Q2
26 quarters
VEA icon
3
Vanguard FTSE Developed Markets ETF
VEA
$226B
$212M 1.34%
4,828,283
+35,186
+0.7% +$1.5M
2013 Q2
26 quarters
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$212M 1.33%
1,106,494
+60,459
+6% +$18.6M
2013 Q2
26 quarters
MSFT icon
5
Microsoft
MSFT
$3.89T
$197M 1.24%
1,288,388
+54,189
+4% +$7.96M
2013 Q2
26 quarters
BRK.B icon
6
Berkshire Hathaway Class B
BRK.B
$1.16T
$186M 1.17%
841,819
+13,531
+2% +$2.94M
2013 Q2
26 quarters
AMZN icon
7
Amazon
AMZN
$2.68T
$173M 1.09%
8,401,180
+6,513,820
+345% +$577M
2013 Q2
26 quarters
QQQ icon
8
Invesco QQQ Trust
QQQ
$475B
$171M 1.08%
827,507
+168,985
+26% +$33.8M
2013 Q2
26 quarters
SCHG icon
9
Schwab US Large-Cap Growth ETF
SCHG
$62.3B
$162M 1.02%
13,805,504
+4,710,824
+52% +$51.9M
2013 Q2
26 quarters
VOO icon
10
Vanguard S&P 500 ETF
VOO
$1.03T
$160M 1.01%
579,901
+4,823
+0.8% +$1.36M
2013 Q2
26 quarters
USMV icon
11
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$156M 0.98%
2,385,047
-770,291
-24% -$49.5M
2013 Q2
26 quarters
VTI icon
12
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$150M 0.94%
934,566
-92,853
-9% -$14.5M
2013 Q2
26 quarters
IVW icon
13
iShares S&P 500 Growth ETF
IVW
$75.5B
$134M 0.85%
2,783,492
+27,116
+1% +$1.26M
2013 Q2
26 quarters
BND icon
14
Vanguard Total Bond Market
BND
$164B
$134M 0.84%
1,602,003
+175,888
+12% +$14.8M
2013 Q2
26 quarters
SPYV icon
15
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$38.2B
$127M 0.8%
3,644,860
+1,292,947
+55% +$43.2M
2013 Q2
26 quarters
IVE icon
16
iShares S&P 500 Value ETF
IVE
$50.4B
$119M 0.75%
918,212
+128,455
+16% +$16M
2013 Q2
26 quarters
SCHV icon
17
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$114M 0.72%
5,697,480
+1,992,978
+54% +$38.6M
2013 Q2
26 quarters
T icon
18
AT&T
T
$141B
$113M 0.71%
3,840,565
-35,350
-0.9% -$1.02M
2013 Q2
26 quarters
TOTL icon
19
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.69B
$111M 0.7%
2,268,291
+156,841
+7% +$7.69M
2015 Q1
19 quarters
IEFA icon
20
iShares Core MSCI EAFE ETF
IEFA
$188B
$111M 0.7%
2,149,814
+254,175
+13% +$16.1M
2013 Q3
25 quarters
VUG icon
21
Vanguard Morningstar Growth ETF
VUG
$224B
$109M 0.69%
3,688,746
+192,900
+6% +$5.57M
2013 Q2
26 quarters
VWO icon
22
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$107M 0.68%
2,425,231
+64,794
+3% +$2.75M
2013 Q2
26 quarters
VTV icon
23
Vanguard Morningstar Value ETF
VTV
$192B
$107M 0.68%
905,155
+99,841
+12% +$11.5M
2013 Q2
26 quarters
GOVT icon
24
iShares US Treasury Bond ETF
GOVT
$42.4B
$107M 0.67%
4,124,734
+1,645,846
+66% +$43M
2013 Q2
26 quarters
IEMG icon
25
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$106M 0.67%
1,971,753
+425,561
+28% +$21.9M
2013 Q3
25 quarters
1
2 3 4 5

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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 63% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.