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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$91.3M 2.81%
491,549
+399,998
+437% +$71.2M
IJH icon
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
$78.8M 2.43%
2,942,785
+2,659,975
+941% +$68.7M
IWO icon
3
iShares Russell 2000 Growth ETF
IWO
$14.4B
$62.4M 1.92%
461,082
+48,453
+12% +$6.28M
JNK icon
4
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$60.4M 1.86%
496,058
-1,749
-0.4% -$212K
HYG icon
5
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$57.5M 1.77%
618,434
+8,971
+1% +$833K
IWP icon
6
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$56.6M 1.75%
1,350,028
-20,496
-1% -$828K
IWF icon
7
iShares Russell 1000 Growth ETF
IWF
$120B
$51.6M 1.59%
2,418,784
+129,904
+6% +$2.67M
BSV icon
8
Vanguard Short-Term Bond ETF
BSV
$44.6B
$42.7M 1.32%
534,692
+7,396
+1% +$595K
IWD icon
9
iShares Russell 1000 Value ETF
IWD
$81.5B
$42.5M 1.31%
453,892
+29,098
+7% +$2.64M
SSO icon
10
ProShares Ultra S&P500
SSO
$7.72B
$42.3M 1.3%
6,597,104
+6,586,448
+61,810% +$38.6M
AAPL icon
11
Apple
AAPL
$4.95T
$41.5M 1.28%
2,073,484
-39,368
-2% -$744K
MVV icon
12
ProShares Ultra MidCap400
MVV
$156M
$40.9M 1.26%
1,932,042
+1,918,860
+14,557% +$37.6M
FLOT icon
13
iShares Floating Rate Bond ETF
FLOT
$10.2B
$40.5M 1.25%
799,237
+198,993
+33% +$10.1M
VTI icon
14
Vanguard Total Stock Market ETF
VTI
$655B
$38.8M 1.2%
404,311
+19,724
+5% +$1.81M
IGSB icon
15
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$36.4M 1.12%
689,502
+15,420
+2% +$812K
VIG icon
16
Vanguard Dividend Appreciation ETF
VIG
$112B
$36.3M 1.12%
482,152
+72,095
+18% +$5.25M
IWS icon
17
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$35.2M 1.09%
539,800
+30,910
+6% +$1.97M
XOM icon
18
ExxonMobil
XOM
$642B
$31.7M 0.98%
313,564
-2,616
-0.8% -$242K
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$29.4M 0.91%
159,502
+22,966
+17% +$4.06M
AMJ
20
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$29.4M 0.91%
637,951
+25,153
+4% +$1.13M
IGIB icon
21
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$27.5M 0.85%
508,580
-608,306
-54% -$32.9M
XLY icon
22
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$27M 0.83%
808,148
+179,096
+28% +$5.7M
DEM icon
23
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$26.8M 0.83%
524,968
-43,997
-8% -$2.29M
XLB icon
24
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$25.3M 0.78%
1,097,358
+168,910
+18% +$3.71M
MBB icon
25
iShares MBS ETF
MBB
$39.1B
$25.2M 0.78%
240,897
+4,934
+2% +$521K
1
2 3 4 5

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.