Ladenburg Thalmann Financial Services’s ProShares Ultra Russell2000 UWM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio UWM Stock Details UWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$250K	Buy	6,636 +1,988	+43%	+$69.7K	﹤0.01%	2342
2019 Q3	$150K	Buy	4,648 +3,202	+221%	+$106K	﹤0.01%	2665
2019 Q2	$50K	Sell	1,446 -3,570	-71%	-$121K	﹤0.01%	3467
2019 Q1	$169K	Buy	5,016 +4,212	+524%	+$137K	﹤0.01%	2525
2018 Q4	$21K	Sell	804 -4,708	-85%	-$155K	﹤0.01%	3853
2018 Q3	$233K	Buy	5,512 +4,708	+586%	+$200K	﹤0.01%	2191
2018 Q2	$28K	Hold	804	–	–	﹤0.01%	3644
2018 Q1	$28K	Sell	804 -9,862	-92%	-$355K	﹤0.01%	3644
2017 Q4	$376K	Sell	10,666 -4,268	-29%	-$146K	﹤0.01%	1745
2017 Q3	$499K	Buy	14,934 +14,554	+3,830%	+$438K	0.01%	1470
2017 Q2	$11K	Sell	380 -20,088	-98%	-$585K	﹤0.01%	3965
2017 Q1	$591K	Sell	20,468 -31,892	-61%	-$908K	0.01%	1217
2016 Q4	$1.46M	Sell	52,360 -4,360	-8%	-$109K	0.02%	655
2016 Q3	$1.34M	Buy	56,720 +11,512	+25%	+$261K	0.02%	648
2016 Q2	$910K	Buy	45,208 +17,768	+65%	+$347K	0.01%	805
2016 Q1	$519K	Buy	27,440 +13,376	+95%	+$222K	0.01%	1033
2015 Q4	$278K	Buy	14,064 +13,464	+2,244%	+$279K	0.01%	1361
2015 Q3	$12K	Sell	600 -34,928	-98%	-$772K	﹤0.01%	3429
2015 Q2	$866K	Sell	35,528 -17,876	-33%	-$438K	0.02%	781
2015 Q1	$1.29M	Sell	53,404 -9,112	-15%	-$208K	0.02%	578
2014 Q4	$1.41M	Sell	62,516 -309,932	-83%	-$6.4M	0.03%	461
2014 Q3	$7.06M	Sell	372,448 -150,552	-29%	-$3.12M	0.19%	108
2014 Q2	$11.7M	Sell	523,000 -1,252,820	-71%	-$25.6M	0.32%	76
2014 Q1	$38.3M	Buy	1,775,820 +1,774,368	+122,202%	+$37.6M	1.12%	19
2013 Q4	$31K	Sell	1,452 -1,956,676	-100%	-$38.1M	﹤0.01%	2251
2013 Q3	$35.7M	Sell	1,958,128 -113,956	-5%	-$1.95M	1.21%	13
2013 Q2	$31M	Buy	+2,072,084	New	+$30.2M	1.11%	18

Other funds holding UWM

FormulaFolio Investments Grand Rapids, Michigan $299M AUM 27.65% 1-Year Est. Return

Cedar Capital Barrington, Illinois $54.9M AUM 33.3% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $6.11B AUM 33.56% 1-Year Est. Return

IAN

Integrated Advisors Network Dallas, Texas $1.91B AUM 24.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFWM

Institute for Wealth Management Denver, Colorado $938M AUM 29.36% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Forefront Analytics West Conshohocken, Pennsylvania $110M AUM 18.54% 1-Year Est. Return

Ladenburg Thalmann Financial Services's UWM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its ProShares Ultra Russell2000 (UWM) stake by 43% in Q4 2019, buying an estimated $69.7K and bringing the position to 6,636 shares worth $250K. The position accounts for ﹤0.01% of the portfolio, ranked #2342.

Ladenburg Thalmann Financial Services first reported a position in UWM in Q2 2013 and has held it in 27 quarters since. The position peaked at $38.3M in Q1 2014. 42 funds tracked by Wall St. Rank hold UWM as of Q4 2019.

Ladenburg Thalmann Financial Services held 6,636 shares of ProShares Ultra Russell2000 worth $250K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 1,988 ProShares Ultra Russell2000 shares in Q4 2019, an estimated $69.7K.
ProShares Ultra Russell2000 made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2342 holding.
Ladenburg Thalmann Financial Services first reported a position in ProShares Ultra Russell2000 in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's ProShares Ultra Russell2000 position peaked at $38.3M in Q1 2014.
42 funds tracked by Wall St. Rank held ProShares Ultra Russell2000 as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.