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ProShares Ultra Russell2000
UWM

50 hedge funds and large institutions have $1.34B invested in ProShares Ultra Russell2000 in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

219% more call options, than puts

Call options by funds: $27.7M | Put options by funds: $8.69M

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

20% more capital invested

Capital invested by funds: $1.12B → $1.34B (+$221M)

6% more funds holding

Funds holding: 47 → 50 (+3)

10.77% less ownership

Funds ownership: 357.53% → 346.76% (-11%)

27% less funds holding in top 10

Funds holding in top 10: 11 → 8 (-3)

29% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 21

Holders
50
Holders Change
+3
Holders Change %
+6.38%
% of All Funds
1.62%
Holding in Top 10
8
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-27.27%
% of All Funds
0.26%
New
11
Increased
15
Reduced
21
Closed
6
Calls
$27.7M
Puts
$8.69M
Net Calls
+$19M
Net Calls Change
-$12.1M

Top Buyers

1
GHF
Good Harbor Financial
Illinois
+$7.35M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.14M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.07M
4
SNC
Stifel Nicolaus & Co
Missouri
+$3.04M
5
WSTAM
Wilbanks Smith & Thomas Asset Management
Virginia
+$1.97M

Top Sellers

1
TRCT
Tower Research Capital (TRC)
New York
-$14.3M
2
FAAM
First Allied Asset Management
California
-$10.9M
3
ACM
Argentus Capital Management
Texas
-$6.88M
4
TH
Timber Hill
Connecticut
-$5.23M
5
RIA
Regal Investment Advisors
Michigan
-$4.56M
Name Holding Trade Value Shares
Change 		Change in
Stake
GHF
1
Good Harbor Financial
Illinois
$899M +$7.35M +429,052 +0.9%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$113M +$5.07M +296,160 +5%
PI
3
Placemark Investments
Illinois
$52.5M +$1.82M +106,172 +4%
VAM
4
Visionary Asset Management
Texas
$45.1M -$3.57M -208,508 -7%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$35.7M -$1.95M -113,956 -5%
ACM
6
Argentus Capital Management
Texas
$33.8M -$6.88M -402,084 -18%
FHA
7
First Horizon Advisors
Tennessee
$25.1M -$608K -35,520 -3%
BFG
8
Beacon Financial Group
Texas
$19.6M +$18.5M +1,079,056 New
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$18.2M +$5.14M +300,428 +43%
Goldman Sachs
10
Goldman Sachs
New York
$13.2M +$913K +53,316 +8%
FAAS
11
First Allied Advisory Services
California
$12.5M +$574K +33,512 +5%
WCM
12
Weatherstone Capital Management
Colorado
$12.2M +$1.41M +82,368 +14%
LWM
13
Lyons Wealth Management
Florida
$7.22M -$1.98M -115,904 -23%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$7.07M -$2.1M -122,728 -24%
Morgan Stanley
15
Morgan Stanley
New York
$6.47M -$1.78M -103,912 -23%
Natixis Advisors
16
Natixis Advisors
Massachusetts
$3.59M -$529K -30,892 -14%
BRWA
17
B. Riley Wealth Advisors
Florida
$3.38M -$882K -51,536 -22%
SNC
18
Stifel Nicolaus & Co
Missouri
$3.23M +$3.04M +177,488 New
TRCT
19
Tower Research Capital (TRC)
New York
$3.01M -$14.3M -833,812 -83%
WI
20
WrapManager Inc
California
$2.83M +$712K +41,580 +37%
PFS
21
Prospera Financial Services
Texas
$2.45M +$1.05M +61,520 +88%
WSTAM
22
Wilbanks Smith & Thomas Asset Management
Virginia
$2.39M +$1.97M +114,836 +713%
Barclays
23
Barclays
United Kingdom
$2.3M -$1.06M -62,040 -33%
LPL Financial
24
LPL Financial
California
$2.06M +$392K +22,892 +26%
AI
25
Atria Investments
North Carolina
$1.98M -$3.44M -200,744 -65%
1
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UWM Hedge Fund Activity: Q3 2013 in Review

50 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Russell2000 (UWM) for Q3 2013, worth a combined $1.34B — up 20% from $1.12B a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new UWM positions and 6 closed out — a net gain of 5 holders — while 15 added to existing stakes and 21 trimmed.

The largest buyer was Good Harbor Financial, adding an estimated $7.35M. The largest seller was Tower Research Capital (TRC), cutting an estimated $14.3M.

  • 50 institutional investors held ProShares Ultra Russell2000 (UWM) as of Q3 2013, up from 47 in Q2 2013.
  • Funds reported $1.34B of ProShares Ultra Russell2000 stock for Q3 2013, up 20% quarter-over-quarter.
  • 11 funds opened new ProShares Ultra Russell2000 positions in Q3 2013 and 6 closed out, a net change of +5 holders.
  • The largest ProShares Ultra Russell2000 buyer in Q3 2013 was Good Harbor Financial, an estimated $7.35M added.
  • The largest ProShares Ultra Russell2000 seller in Q3 2013 was Tower Research Capital (TRC), an estimated $14.3M sold.

Based on aggregated 13F filings for Q3 2013.