First Allied Asset Management’s ProShares Ultra Russell2000 UWM Stock Holding History

First Allied Asset Management’s Portfolio UWM Stock Details UWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-16,260	Closed	-$306K	–	238
2014 Q3	$306K	Buy	+16,260	New	+$337K	0.04%	184
2014 Q2	–	Sell	-10,012	Closed	-$216K	–	203
2014 Q1	$216K	Buy	+10,012	New	+$212K	0.03%	165
2013 Q4	–	Sell	-14,816	Closed	-$270K	–	195
2013 Q3	$270K	Sell	14,816 -638,084	-98%	-$10.9M	0.04%	153
2013 Q2	$9.78M	Buy	+652,900	New	+$9.51M	1.41%	14

Other funds holding UWM

GHF

Good Harbor Financial Barrington, Illinois $916M AUM 5.96% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Kingfisher Capital Charlotte, North Carolina $437M AUM 41.72% 1-Year Est. Return

Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

OIM

Orca Investment Management Roseburg, Oregon $118M AUM 36.88% 1-Year Est. Return

PSW

Portfolio Strategies (Washington) Tacoma, Washington $50.1M AUM 11.94% 1-Year Est. Return

First Allied Asset Management's UWM Position: Q4 2014 in Review

First Allied Asset Management sold out of ProShares Ultra Russell2000 (UWM) in Q4 2014, closing a stake of 16,260 shares — an estimated $306K sold.

First Allied Asset Management first reported a position in UWM in Q2 2013 and held it in 4 quarters. The position peaked at $9.78M in Q2 2013. 56 funds tracked by Wall St. Rank hold UWM as of Q4 2014.

First Allied Asset Management reported no remaining ProShares Ultra Russell2000 position as of Q4 2014 after selling out during the quarter.
First Allied Asset Management sold 16,260 ProShares Ultra Russell2000 shares in Q4 2014, an estimated $306K.
First Allied Asset Management first reported a position in ProShares Ultra Russell2000 in Q2 2013 and held it in 4 quarters.
First Allied Asset Management's ProShares Ultra Russell2000 position peaked at $9.78M in Q2 2013.
56 funds tracked by Wall St. Rank held ProShares Ultra Russell2000 as of Q4 2014.

Based on First Allied Asset Management's 13F filing for Q4 2014, filed 9 Feb 2015.