Good Harbor Financial’s ProShares Ultra Russell2000 UWM Stock Holding History

Good Harbor Financial’s Portfolio UWM Stock Details UWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,488,696	Closed	-$36.3M	–	71
2015 Q2	$36.3M	Sell	1,488,696 -791,152	-35%	-$19.4M	3.24%	3
2015 Q1	$55.3M	Sell	2,279,848 -2,168	-0.1%	-$49.5K	3.75%	4
2014 Q4	$51.6M	Sell	2,282,016 -9,703,620	-81%	-$201M	2.04%	6
2014 Q3	$227M	Sell	11,985,636 -6,196,908	-34%	-$129M	5.24%	5
2014 Q2	$405M	Sell	18,182,544 -30,108,764	-62%	-$616M	5.93%	6
2014 Q1	$1.04B	Buy	+48,291,308	New	+$1.02B	14.42%	4
2013 Q4	–	Sell	-49,344,768	Closed	-$899M	–	53
2013 Q3	$899M	Buy	49,344,768 +429,052	+0.9%	+$7.35M	17.56%	3
2013 Q2	$733M	Buy	+48,915,716	New	+$713M	18.48%	3

Other funds holding UWM

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $4.08B AUM 58.77% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 21.06% 1-Year Est. Return

WSTAM

Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 19.31% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Good Harbor Financial's UWM Position: Q3 2015 in Review

Good Harbor Financial sold out of ProShares Ultra Russell2000 (UWM) in Q3 2015, closing a stake of 1,488,696 shares — an estimated $36.3M sold.

Good Harbor Financial first reported a position in UWM in Q2 2013 and held it in 8 quarters. The position peaked at $1.04B in Q1 2014. 31 funds tracked by Wall St. Rank hold UWM as of Q3 2015.

Good Harbor Financial reported no remaining ProShares Ultra Russell2000 position as of Q3 2015 after selling out during the quarter.
Good Harbor Financial sold 1,488,696 ProShares Ultra Russell2000 shares in Q3 2015, an estimated $36.3M.
Good Harbor Financial first reported a position in ProShares Ultra Russell2000 in Q2 2013 and held it in 8 quarters.
Good Harbor Financial's ProShares Ultra Russell2000 position peaked at $1.04B in Q1 2014.
31 funds tracked by Wall St. Rank held ProShares Ultra Russell2000 as of Q3 2015.

Based on Good Harbor Financial's 13F filing for Q3 2015, filed 13 Nov 2015.