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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.95T
$123M 2.53%
4,436,684
-58,872
-1% -$1.73M
IVW icon
2
iShares S&P 500 Growth ETF
IVW
$72.2B
$92.5M 1.91%
3,434,036
+1,983,776
+137% +$56.4M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.5B
$64.5M 1.33%
684,835
+3,295
+0.5% +$327K
BRK.B icon
4
Berkshire Hathaway Class B
BRK.B
$1.07T
$60.8M 1.25%
466,281
+8,835
+2% +$1.21M
IWP icon
5
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$60.4M 1.24%
1,353,080
-416,066
-24% -$19.7M
IWF icon
6
iShares Russell 1000 Growth ETF
IWF
$120B
$59.9M 1.24%
2,559,656
+99,212
+4% +$2.44M
VIG icon
7
Vanguard Dividend Appreciation ETF
VIG
$112B
$54.4M 1.12%
737,283
-24,065
-3% -$1.86M
VUG icon
8
Vanguard Growth ETF
VUG
$216B
$53.5M 1.1%
3,198,288
-156,330
-5% -$2.77M
VTI icon
9
Vanguard Total Stock Market ETF
VTI
$655B
$53.2M 1.1%
538,759
-35,738
-6% -$3.75M
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$53.1M 1.1%
276,895
+22,837
+9% +$4.63M
BND icon
11
Vanguard Total Bond Market
BND
$158B
$50.6M 1.04%
618,104
+26,668
+5% +$2.17M
T icon
12
AT&T
T
$167B
$50.4M 1.04%
2,058,414
+40,882
+2% +$1.04M
IEF icon
13
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$46.3M 0.95%
428,764
+394,649
+1,157% +$41.9M
XOM icon
14
ExxonMobil
XOM
$642B
$45.1M 0.93%
609,033
+10,567
+2% +$814K
IWS icon
15
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$41.8M 0.86%
616,063
+31,161
+5% +$2.22M
IEI icon
16
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$37.5M 0.77%
300,900
+162,649
+118% +$20.1M
BSV icon
17
Vanguard Short-Term Bond ETF
BSV
$44.6B
$37.1M 0.77%
461,506
+21,570
+5% +$1.73M
TOTL icon
18
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$36.8M 0.76%
743,404
+67,184
+10% +$3.32M
IWO icon
19
iShares Russell 2000 Growth ETF
IWO
$14.4B
$36.3M 0.75%
267,628
-145,332
-35% -$21.5M
JPIN icon
20
JPMorgan Diversified Return International Equity ETF
JPIN
$363M
$35.3M 0.73%
724,950
+60,964
+9% +$3.09M
VZ icon
21
Verizon
VZ
$198B
$35.2M 0.73%
808,064
-103,856
-11% -$4.79M
GE icon
22
GE Aerospace
GE
$375B
$35M 0.72%
290,168
-26,024
-8% -$3.19M
QQQ icon
23
Invesco QQQ Trust
QQQ
$449B
$34.7M 0.72%
341,379
-11,346
-3% -$1.22M
JNJ icon
24
Johnson & Johnson
JNJ
$641B
$33.9M 0.7%
364,131
-18,349
-5% -$1.77M
VCSH icon
25
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$33.9M 0.7%
424,734
+160,618
+61% +$12.8M
1
2 3 4 5

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.