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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$336M 2.81%
5,956,760
+216,188
+4% +$11.3M
VEA icon
2
Vanguard FTSE Developed Markets ETF
VEA
$225B
$176M 1.47%
4,069,842
+126,536
+3% +$5.45M
BRK.B icon
3
Berkshire Hathaway Class B
BRK.B
$1.11T
$169M 1.41%
787,622
+56,983
+8% +$11.7M
AMZN icon
4
Amazon
AMZN
$2.48T
$164M 1.37%
1,635,200
+271,200
+20% +$25.5M
IVV icon
5
iShares Core S&P 500 ETF
IVV
$871B
$144M 1.2%
491,595
+61,632
+14% +$17.7M
IWF icon
6
iShares Russell 1000 Growth ETF
IWF
$119B
$143M 1.2%
3,668,512
+258,572
+8% +$9.79M
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$142M 1.19%
487,701
-35,130
-7% -$10M
VTI icon
8
Vanguard Total Stock Market ETF
VTI
$656B
$138M 1.16%
922,411
+125,423
+16% +$18.5M
IVW icon
9
iShares S&P 500 Growth ETF
IVW
$71.9B
$134M 1.12%
3,020,640
-299,264
-9% -$12.9M
QQQ icon
10
Invesco QQQ Trust
QQQ
$445B
$131M 1.1%
706,564
-54,804
-7% -$9.91M
MSFT icon
11
Microsoft
MSFT
$2.92T
$129M 1.08%
1,125,467
+78,219
+7% +$8.48M
VOO icon
12
Vanguard S&P 500 ETF
VOO
$971B
$123M 1.03%
459,552
-10,295
-2% -$2.69M
IWD icon
13
iShares Russell 1000 Value ETF
IWD
$82.2B
$118M 0.98%
929,003
+40,382
+5% +$5.07M
IJR icon
14
iShares Core S&P Small-Cap ETF
IJR
$110B
$114M 0.96%
1,312,732
+381,972
+41% +$33.5M
USMV icon
15
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$113M 0.95%
1,983,074
+1,215,216
+158% +$67.7M
VUG icon
16
Vanguard Growth ETF
VUG
$216B
$111M 0.93%
4,134,942
-757,266
-15% -$19.8M
SPYG icon
17
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.4B
$101M 0.85%
2,652,930
+2,331,362
+725% +$86.6M
VTV icon
18
Vanguard Value ETF
VTV
$190B
$91M 0.76%
821,879
+112,875
+16% +$12.3M
IVE icon
19
iShares S&P 500 Value ETF
IVE
$49.6B
$90.7M 0.76%
782,095
+51,018
+7% +$5.86M
T icon
20
AT&T
T
$169B
$89.6M 0.75%
3,533,404
+436,667
+14% +$10.7M
TOTL icon
21
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$83.4M 0.7%
1,765,540
-481,806
-21% -$22.8M
BSV icon
22
Vanguard Short-Term Bond ETF
BSV
$44.7B
$83M 0.69%
1,063,929
-39,471
-4% -$3.08M
IWO icon
23
iShares Russell 2000 Growth ETF
IWO
$14.4B
$78.3M 0.66%
363,917
-22,275
-6% -$4.75M
VWO icon
24
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$77.5M 0.65%
1,891,014
-135,839
-7% -$5.71M
IWM icon
25
iShares Russell 2000 ETF
IWM
$80.4B
$75.8M 0.63%
449,526
+182,726
+68% +$30.8M
1
2 3 4 5

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.