Ladenburg Thalmann Financial Services’s iShares MSCI USA Momentum Factor ETF MTUM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$22.5M	Sell	231,191 -38,275	-14%	-$4.64M	0.14%	157
2019 Q3	$32.1M	Sell	269,466 -283,747	-51%	-$34.2M	0.22%	109
2019 Q2	$65.6M	Buy	553,213 +287,563	+108%	+$32.9M	0.47%	39
2019 Q1	$29.8M	Sell	265,650 -58,428	-18%	-$6.28M	0.23%	100
2018 Q4	$32.5M	Sell	324,078 -15,176	-4%	-$1.62M	0.29%	78
2018 Q3	$40.4M	Sell	339,254 -505,721	-60%	-$58.2M	0.34%	60
2018 Q2	$89.4M	Hold	844,975	–	–	0.83%	17
2018 Q1	$89.4M	Buy	844,975 +52,951	+7%	+$5.77M	0.83%	17
2017 Q4	$81.7M	Buy	792,024 +20,424	+3%	+$2.06M	0.78%	20
2017 Q3	$73.8M	Buy	771,600 +162,866	+27%	+$15.1M	0.8%	16
2017 Q2	$54.1M	Buy	608,734 +546,840	+884%	+$47.3M	0.64%	28
2017 Q1	$5.12M	Sell	61,894 -10,220	-14%	-$818K	0.06%	272
2016 Q4	$5.47M	Buy	72,114 +15,618	+28%	+$1.19M	0.08%	240
2016 Q3	$4.37M	Sell	56,496 -693	-1%	-$53.8K	0.07%	266
2016 Q2	$4.37M	Buy	57,189 +24,972	+78%	+$1.85M	0.07%	249
2016 Q1	$2.35M	Sell	32,217 -5,031	-14%	-$351K	0.04%	378
2015 Q4	$2.73M	Buy	37,248 +7,262	+24%	+$527K	0.05%	334
2015 Q3	$2.05M	Buy	29,986 +9,753	+48%	+$698K	0.04%	380
2015 Q2	$1.45M	Buy	20,233 +2,789	+16%	+$199K	0.03%	530
2015 Q1	$1.23M	Buy	17,444 +1,786	+11%	+$125K	0.02%	600
2014 Q4	$1.07M	Sell	15,658 -95	-0.6%	-$6.3K	0.02%	568
2014 Q3	$1.02M	Buy	15,753 +11,236	+249%	+$722K	0.03%	496
2014 Q2	$286K	Sell	4,517 -1,221	-21%	-$74.4K	0.01%	1016
2014 Q1	$346K	Buy	5,738 +2,477	+76%	+$150K	0.01%	876
2013 Q4	$196K	Buy	3,261 +1,096	+51%	+$62.7K	0.01%	1087
2013 Q3	$117K	Buy	+2,165	New	+$116K	﹤0.01%	1298