Ladenburg Thalmann Financial Services’s Invesco S&P 500 High Beta ETF SPHB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SPHB Stock Details SPHB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$731K	Sell	15,679 -4,082	-21%	-$177K	﹤0.01%	1513
2019 Q3	$817K	Buy	19,761 +12,041	+156%	+$504K	0.01%	1384
2019 Q2	$330K	Sell	7,720 -815,484	-99%	-$34.4M	﹤0.01%	2075
2019 Q1	$34.2M	Buy	823,204 +813,736	+8,595%	+$32.5M	0.26%	85
2018 Q4	$334K	Sell	9,468 -948	-9%	-$37.2K	﹤0.01%	1838
2018 Q3	$468K	Sell	10,416 -927,931	-99%	-$41.2M	﹤0.01%	1656
2018 Q2	$39.8M	Hold	938,347	–	–	0.37%	54
2018 Q1	$39.8M	Sell	938,347 -459,313	-33%	-$20.1M	0.37%	54
2017 Q4	$59.4M	Buy	1,397,660 +1,396,527	+123,259%	+$57M	0.57%	33
2017 Q3	$45K	Sell	1,133 -570	-33%	-$21.5K	﹤0.01%	3158
2017 Q2	$63K	Sell	1,703 -14,953	-90%	-$553K	﹤0.01%	2870
2017 Q1	$626K	Sell	16,656 -1,721,414	-99%	-$64.6M	0.01%	1172
2016 Q4	$63.6M	Buy	1,738,070 +474,363	+38%	+$16.5M	0.88%	13
2016 Q3	$41.5M	Buy	1,263,707 +1,263,054	+193,423%	+$39.8M	0.62%	32
2016 Q2	$19K	Sell	653 -2,732	-81%	-$81.4K	﹤0.01%	3374
2016 Q1	$98K	Hold	3,385	–	–	﹤0.01%	2082
2015 Q4	$99K	Sell	3,385 -8,175	-71%	-$250K	﹤0.01%	2070
2015 Q3	$329K	Buy	11,560 +2,950	+34%	+$92K	0.01%	1185
2015 Q2	$288K	Buy	8,610 +1,300	+18%	+$45.5K	0.01%	1357
2015 Q1	$250K	Buy	7,310 +948	+15%	+$32.2K	﹤0.01%	1422
2014 Q4	$217K	Sell	6,362 -495,344	-99%	-$16.6M	﹤0.01%	1364
2014 Q3	$16.6M	Sell	501,706 -673,993	-57%	-$22.5M	0.45%	48
2014 Q2	$39.1M	Buy	1,175,699 +605,241	+106%	+$19.1M	1.07%	15
2014 Q1	$17.8M	Buy	570,458 +570,083	+152,022%	+$17.4M	0.52%	41
2013 Q4	$11K	Sell	375 -200	-35%	-$5.76K	﹤0.01%	2893
2013 Q3	$16K	Sell	575 -25	-4%	-$661	﹤0.01%	2606
2013 Q2	$15K	Buy	+600	New	+$14.7K	﹤0.01%	2499

Other funds holding SPHB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RIM

Rampart Investment Management Hartford, Connecticut $158M AUM 27.89% 1-Year Est. Return

GCA

Greenwood Capital Associates Greenwood, South Carolina $908M AUM 24.22% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SPHB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Invesco S&P 500 High Beta ETF (SPHB) stake by 21% in Q4 2019, selling an estimated $177K and leaving 15,679 shares worth $731K. The position accounts for ﹤0.01% of the portfolio, ranked #1513.

Ladenburg Thalmann Financial Services first reported a position in SPHB in Q2 2013 and has held it in 27 quarters since. The position peaked at $63.6M in Q4 2016. 65 funds tracked by Wall St. Rank hold SPHB as of Q4 2019.

Ladenburg Thalmann Financial Services held 15,679 shares of Invesco S&P 500 High Beta ETF worth $731K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 4,082 Invesco S&P 500 High Beta ETF shares in Q4 2019, an estimated $177K.
Invesco S&P 500 High Beta ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1513 holding.
Ladenburg Thalmann Financial Services first reported a position in Invesco S&P 500 High Beta ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Invesco S&P 500 High Beta ETF position peaked at $63.6M in Q4 2016.
65 funds tracked by Wall St. Rank held Invesco S&P 500 High Beta ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.