We are live on ! Find out more
SPHB icon

Invesco S&P 500 High Beta ETF

34 hedge funds and large institutions have $207M invested in Invesco S&P 500 High Beta ETF in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.11% less ownership

Funds ownership: 76.55%74.44% (-2.1%)

6% less funds holding

Funds holding: 3634 (-2)

8% less capital invested

Capital invested by funds: $226M → $207M (-$18.8M)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

41% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 17

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
10
Reduced
17
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$42.3M +$34.6M +1,092,750 +612%
CCMG
2
Clark Capital Management Group
Pennsylvania
$40M +$14.9M +469,732 +64%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$39.1M +$19.1M +605,241 +106%
RIG
4
RiverFront Investment Group
Virginia
$16.6M -$48.7M -1,538,702 -76%
Morgan Stanley
5
Morgan Stanley
New York
$12.3M -$4.4M -139,068 -27%
Bank of America
6
Bank of America
North Carolina
$8.01M -$5.72M -180,910 -43%
Wells Fargo
7
Wells Fargo
California
$7.67M +$3.64M +115,270 +100%
BTS
8
BB&T Securities
Virginia
$7.16M -$1.42M -44,827 -68%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$6.99M -$7.72M -244,073 -54%
MAA
10
Managed Account Advisors
New Jersey
$5.45M +$5.18M +163,846 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.94M -$104K -3,302 -3%
RJA
12
Raymond James & Associates
Florida
$2.71M -$6.51M -205,784 -72%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.22M -$1.74M -54,898 -45%
LPL Financial
14
LPL Financial
California
$2.12M -$165K -5,232 -8%
SC
15
Scotia Capital
Ontario, Canada
$2.06M -$97.9K -3,096 -5%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.2M +$38K +1,201 +3%
FF
17
Friedenthal Financial
New Jersey
$1.16M +$56.7K +1,794 +5%
LPT
18
Legacy Private Trust
Wisconsin
$1.06M +$1M +31,726 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$938K -$343K -10,834 -28%
Goldman Sachs
20
Goldman Sachs
New York
$821K -$554K -17,523 -42%
VF
21
Virtu Financial
New York
$778K -$247K -7,801 -25%
PI
22
Placemark Investments
Illinois
$567K -$1.45M -45,913 -73%
Citigroup
23
Citigroup
New York
$509K -$85.3K -2,699 -15%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$409K +$63.6K +2,011 +20%
KFS
25
KMS Financial Services
Washington
$374K +$153K +4,827 +75%

SPHB Hedge Fund Activity: Q2 2014 in Review

34 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 High Beta ETF (SPHB) for Q2 2014, worth a combined $207M — down 8.3% from $226M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of SPHB and 6 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 10 added.

The largest buyer was UBS, adding an estimated $34.6M. The largest seller was RiverFront Investment Group, cutting an estimated $48.7M.

  • 34 institutional investors held Invesco S&P 500 High Beta ETF (SPHB) as of Q2 2014, down from 36 in Q1 2014.
  • Funds reported $207M of Invesco S&P 500 High Beta ETF stock for Q2 2014, down 8.3% quarter-over-quarter.
  • 6 funds opened new Invesco S&P 500 High Beta ETF positions in Q2 2014 and 8 closed out, a net change of -2 holders.
  • The largest Invesco S&P 500 High Beta ETF buyer in Q2 2014 was UBS, an estimated $34.6M added.
  • The largest Invesco S&P 500 High Beta ETF seller in Q2 2014 was RiverFront Investment Group, an estimated $48.7M sold.

Based on aggregated 13F filings for Q2 2014.