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Invesco S&P 500 High Beta ETF

141 hedge funds and large institutions have $962M invested in Invesco S&P 500 High Beta ETF in 2021 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 54 increasing their positions, 41 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 18

32% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 41

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

16% more capital invested

Capital invested by funds: $827M → $962M (+$135M)

7% more funds holding

Funds holding: 132141 (+9)

0.3% less ownership

Funds ownership: 64.17%63.87% (-0.3%)

99% less call options, than puts

Call options by funds: $916K | Put options by funds: $72.2M

Holders
141
Holders Change
+9
Holders Change %
+6.82%
% of All Funds
2.17%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.11%
New
27
Increased
54
Reduced
41
Closed
18
Calls
$916K
Puts
$72.2M
Net Calls
-$71.3M
Net Calls Change
-$17.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$235M -$14.9M -190,299 -6%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$102M +$759K +9,716 +0.8%
LPL Financial
3
LPL Financial
California
$73M +$6.84M +87,657 +10%
Morgan Stanley
4
Morgan Stanley
New York
$53.7M +$4.91M +62,872 +10%
Wells Fargo
5
Wells Fargo
California
$43.4M +$9.07M +116,148 +27%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$33.7M +$1.62M +20,741 +5%
AWM
7
Affinity Wealth Management
Delaware
$28.7M +$27.3K +349 +0.1%
BBA
8
Braun-Bostich & Associates
Pennsylvania
$28.7M +$29.2M +374,580 New
Goldman Sachs
9
Goldman Sachs
New York
$26.4M +$22.1M +283,156 +561%
RJA
10
Raymond James & Associates
Florida
$25.4M +$2.85M +36,518 +13%
MML Investors Services
11
MML Investors Services
Massachusetts
$22.2M +$1.42M +18,154 +7%
RIG
12
RiverFront Investment Group
Virginia
$20.3M +$13.4M +171,537 +201%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$17.2M +$5.45M +69,744 +47%
OC
14
Oppenheimer & Co
New York
$13.4M -$153K -1,953 -1%
DSN
15
D. Scott Neal
Kentucky
$12.9M -$9.11M -116,707 -42%
Osaic Holdings
16
Osaic Holdings
Arizona
$10.9M +$4.88M +62,453 +83%
FSA
17
Financial Services Advisory
Maryland
$10.5M +$9.92M +127,007 +453%
LFA
18
Legend Financial Advisors
Pennsylvania
$8.13M +$8.03M +102,819 New
SAS
19
SMI Advisory Services
Indiana
$7.87M +$345K +4,417 +5%
Ameriprise
20
Ameriprise
Minnesota
$7.57M -$5.2M -66,609 -41%
NAM
21
NTV Asset Management
West Virginia
$7.45M -$764K -9,785 -9%
BFIC
22
Bedell Frazier Investment Counselling
California
$7.05M +$249K +3,185 +4%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$6.28M -$741K -9,495 -11%
Bank of Nova Scotia
24
Bank of Nova Scotia
Ontario, Canada
$6.2M +$6.12M +78,400 New
Qube Research & Technologies (QRT)
25
Qube Research & Technologies (QRT)
United Kingdom
$5.95M -$1.8M -23,039 -23%

SPHB Hedge Fund Activity: Q4 2021 in Review

141 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 High Beta ETF (SPHB) for Q4 2021, worth a combined $962M — up 16% from $827M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SPHB positions and 18 closed out — a net gain of 9 holders — while 54 added to existing stakes and 41 trimmed.

The largest buyer was Braun-Bostich & Associates, opening a new position worth an estimated $29.2M. The largest seller was JP Morgan Chase, exiting entirely with an estimated $20.5M sold.

  • 141 institutional investors held Invesco S&P 500 High Beta ETF (SPHB) as of Q4 2021, up from 132 in Q3 2021.
  • Funds reported $962M of Invesco S&P 500 High Beta ETF stock for Q4 2021, up 16% quarter-over-quarter.
  • 27 funds opened new Invesco S&P 500 High Beta ETF positions in Q4 2021 and 18 closed out, a net change of +9 holders.
  • The largest Invesco S&P 500 High Beta ETF buyer in Q4 2021 was Braun-Bostich & Associates, an estimated $29.2M added.
  • The largest Invesco S&P 500 High Beta ETF seller in Q4 2021 was JP Morgan Chase, an estimated $20.5M sold.

Based on aggregated 13F filings for Q4 2021.