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Invesco S&P 500 High Beta ETF

36 hedge funds and large institutions have $226M invested in Invesco S&P 500 High Beta ETF in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 3636 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

9.32% less ownership

Funds ownership: 85.87%76.55% (-9.3%)

58% less capital invested

Capital invested by funds: $539M → $226M (-$313M)

Holders
36
Holders Change
Holders Change %
0%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
13
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$63.4M -$261M -8,549,886 -81%
CCMG
2
Clark Capital Management Group
Pennsylvania
$22.8M +$22.4M +732,776 New
BTS
3
BB&T Securities
Virginia
$20.6M -$8.19M -268,374 -80%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$17.8M +$17.4M +570,083 +152,022%
Morgan Stanley
5
Morgan Stanley
New York
$15.8M -$2.85M -93,413 -16%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$14.1M +$13.1M +429,467 +1,741%
Bank of America
7
Bank of America
North Carolina
$13.1M -$10.1M -331,524 -44%
SG Americas Securities
8
SG Americas Securities
New York
$10.4M +$9.89M +324,121 +3,059%
RJA
9
Raymond James & Associates
Florida
$8.94M -$16.2M -530,217 -65%
U
10
UBS
Switzerland
$5.55M -$852K -27,922 -14%
TRCT
11
Tower Research Capital (TRC)
New York
$4.65M +$4.12M +135,095 +947%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$3.79M -$24.7K -811 -0.7%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$3.79M +$944K +30,954 +34%
Wells Fargo
14
Wells Fargo
California
$3.59M -$327K -10,734 -9%
LPL Financial
15
LPL Financial
California
$2.14M -$2.74M -89,766 -57%
SC
16
Scotia Capital
Ontario, Canada
$2.02M -$544K -17,842 -22%
PI
17
Placemark Investments
Illinois
$1.96M -$3.84M -125,919 -67%
FIM
18
Freedom Investment Management
Connecticut
$1.42M +$653K +21,402 +88%
Goldman Sachs
19
Goldman Sachs
New York
$1.31M +$51.1K +1,676 +4%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.21M -$313K -10,267 -21%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.08M +$8.79K +288 +0.8%
FF
22
Friedenthal Financial
New Jersey
$1.03M +$183K +6,004 +22%
VF
23
Virtu Financial
New York
$970K +$951K +31,178 New
AP
24
Advisors Preferred
Maryland
$833K +$816K +26,765 New
AIG
25
American International Group
New York
$807K +$774K +25,369 +4,546%

SPHB Hedge Fund Activity: Q1 2014 in Review

36 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 High Beta ETF (SPHB) for Q1 2014, worth a combined $226M — down 58% from $539M a quarter earlier.

Fund positioning in SPHB was balanced in Q1 2014: 6 funds opened new positions, 6 closed out, 13 added to existing stakes and 14 trimmed.

The largest buyer was Clark Capital Management Group, opening a new position worth an estimated $22.4M. The largest seller was RiverFront Investment Group, cutting an estimated $261M.

  • 36 institutional investors held Invesco S&P 500 High Beta ETF (SPHB) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $226M of Invesco S&P 500 High Beta ETF stock for Q1 2014, down 58% quarter-over-quarter.
  • 6 funds opened new Invesco S&P 500 High Beta ETF positions in Q1 2014 and 6 closed out, a net change of 0 holders.
  • The largest Invesco S&P 500 High Beta ETF buyer in Q1 2014 was Clark Capital Management Group, an estimated $22.4M added.
  • The largest Invesco S&P 500 High Beta ETF seller in Q1 2014 was RiverFront Investment Group, an estimated $261M sold.

Based on aggregated 13F filings for Q1 2014.