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Invesco S&P 500 High Beta ETF

38 hedge funds and large institutions have $204M invested in Invesco S&P 500 High Beta ETF in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

12% more funds holding

Funds holding: 3438 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $207M → $204M (-$2.9M)

5.77% less ownership

Funds ownership: 74.44%68.67% (-5.8%)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
15
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$58.2M +$16.1M +482,305 +38%
Bank of America
2
Bank of America
North Carolina
$26.1M +$18.3M +546,778 +227%
CCMG
3
Clark Capital Management Group
Pennsylvania
$16.8M -$23.3M -697,036 -58%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$16.6M -$22.5M -673,993 -57%
RIG
5
RiverFront Investment Group
Virginia
$12.4M -$4.21M -125,818 -25%
Morgan Stanley
6
Morgan Stanley
New York
$12M -$247K -7,393 -2%
MAA
7
Managed Account Advisors
New Jersey
$9.52M +$4.12M +123,142 +75%
Wells Fargo
8
Wells Fargo
California
$7.68M +$22.8K +682 +0.3%
BTS
9
BB&T Securities
Virginia
$5.41M -$174K -5,214 -24%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$4.97M +$4.07M +121,689 +432%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$4.85M +$2.66M +79,508 +119%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$3.83M -$107K -3,199 -3%
Citigroup
13
Citigroup
New York
$3.8M +$3.32M +99,280 +649%
SC
14
Scotia Capital
Ontario, Canada
$2.29M +$241K +7,196 +12%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$2.27M -$4.73M -141,622 -67%
RJA
16
Raymond James & Associates
Florida
$2.12M -$591K -17,679 -22%
FIM
17
Freedom Investment Management
Connecticut
$1.9M +$1.92M +57,362 New
PI
18
Placemark Investments
Illinois
$1.66M +$1.1M +33,049 +193%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.65M +$461K +13,800 +38%
LPL Financial
20
LPL Financial
California
$1.58M -$498K -14,887 -23%
VF
21
Virtu Financial
New York
$1.39M +$619K +18,510 +79%
SG Americas Securities
22
SG Americas Securities
New York
$1.31M +$1.32M +39,373 New
FF
23
Friedenthal Financial
New Jersey
$1.26M +$105K +3,147 +9%
TRCT
24
Tower Research Capital (TRC)
New York
$1.1M +$1.11M +33,170 New
Goldman Sachs
25
Goldman Sachs
New York
$707K -$112K -3,363 -14%

SPHB Hedge Fund Activity: Q3 2014 in Review

38 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 High Beta ETF (SPHB) for Q3 2014, worth a combined $204M — down 1.4% from $207M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SPHB positions and 3 closed out — a net gain of 4 holders — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Bank of America, adding an estimated $18.3M. The largest seller was Clark Capital Management Group, cutting an estimated $23.3M.

  • 38 institutional investors held Invesco S&P 500 High Beta ETF (SPHB) as of Q3 2014, up from 34 in Q2 2014.
  • Funds reported $204M of Invesco S&P 500 High Beta ETF stock for Q3 2014, down 1.4% quarter-over-quarter.
  • 7 funds opened new Invesco S&P 500 High Beta ETF positions in Q3 2014 and 3 closed out, a net change of +4 holders.
  • The largest Invesco S&P 500 High Beta ETF buyer in Q3 2014 was Bank of America, an estimated $18.3M added.
  • The largest Invesco S&P 500 High Beta ETF seller in Q3 2014 was Clark Capital Management Group, an estimated $23.3M sold.

Based on aggregated 13F filings for Q3 2014.