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Invesco S&P 500 High Beta ETF

128 hedge funds and large institutions have $1.12B invested in Invesco S&P 500 High Beta ETF in 2021 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 58 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 10

191% more capital invested

Capital invested by funds: $385M → $1.12B (+$734M)

190% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 20

167% more funds holding in top 10

Funds holding in top 10: 38 (+5)

27% more funds holding

Funds holding: 101128 (+27)

3.83% less ownership

Funds ownership: 72.56%68.73% (-3.8%)

12% less call options, than puts

Call options by funds: $2.71M | Put options by funds: $3.07M

Holders
128
Holders Change
+27
Holders Change %
+26.73%
% of All Funds
2.25%
Holding in Top 10
8
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+166.67%
% of All Funds
0.14%
New
38
Increased
58
Reduced
20
Closed
10
Calls
$2.71M
Puts
$3.07M
Net Calls
-$358K
Net Calls Change
-$988K
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
Gradient Investments
Minnesota
$432M +$402M +6,215,832 +1,062,535%
Bank of America
2
Bank of America
North Carolina
$105M +$42.7M +660,387 +78%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$76.6M +$28.6M +442,962 +67%
Morgan Stanley
4
Morgan Stanley
New York
$69.3M +$2.14M +33,139 +3%
RIG
5
RiverFront Investment Group
Virginia
$28.8M -$695K -10,747 -3%
LPL Financial
6
LPL Financial
California
$28.8M +$19.4M +299,486 +262%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$27.3M +$24.5M +379,288 +2,868%
Wells Fargo
8
Wells Fargo
California
$25.9M +$11.4M +177,051 +90%
Goldman Sachs
9
Goldman Sachs
New York
$24.7M +$3.56M +55,082 +18%
OC
10
Oppenheimer & Co
New York
$20M +$18M +278,408 +2,856%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$17.5M +$3.86M +59,693 +31%
Osaic Holdings
12
Osaic Holdings
Arizona
$17.1M +$14.2M +219,513 +815%
DSN
13
D. Scott Neal
Kentucky
$16.9M +$15.7M +243,020 New
RJA
14
Raymond James & Associates
Florida
$16.7M +$124K +1,917 +0.8%
SPC
15
Sigma Planning Corp
Michigan
$16.4M +$1.39M +21,579 +10%
MML Investors Services
16
MML Investors Services
Massachusetts
$10.8M +$919K +14,222 +10%
CPA
17
Clear Perspective Advisors
Illinois
$10.2M +$4.59M +70,984 +94%
DRS
18
Deane Retirement Strategies
Louisiana
$8.94M +$371K +5,741 +5%
AWM
19
AE Wealth Management
Kansas
$7.81M +$7.26M +112,309 New
TFA
20
Teamwork Financial Advisors
Texas
$7.71M +$7.17M +110,886 New
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$7.53M +$3.38M +52,229 +93%
HH
22
Hilltop Holdings
Texas
$7.21M -$227K -3,510 -3%
NAM
23
NTV Asset Management
West Virginia
$6.87M +$1.28M +19,855 +25%
FS
24
Ferguson Shapiro
Georgia
$6.36M +$5.91M +91,474 New
AIC
25
Ayalon Insurance Company
Israel
$6.16M +$877K +13,572 +18%

SPHB Hedge Fund Activity: Q1 2021 in Review

128 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 High Beta ETF (SPHB) for Q1 2021, worth a combined $1.12B — up 191% from $385M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SPHB positions and 10 closed out — a net gain of 28 holders — while 58 added to existing stakes and 20 trimmed.

The largest buyer was Gradient Investments, adding an estimated $402M. The largest seller was Mainstay Capital Management, exiting entirely with an estimated $37M sold.

  • 128 institutional investors held Invesco S&P 500 High Beta ETF (SPHB) as of Q1 2021, up from 101 in Q4 2020.
  • Funds reported $1.12B of Invesco S&P 500 High Beta ETF stock for Q1 2021, up 191% quarter-over-quarter.
  • 38 funds opened new Invesco S&P 500 High Beta ETF positions in Q1 2021 and 10 closed out, a net change of +28 holders.
  • The largest Invesco S&P 500 High Beta ETF buyer in Q1 2021 was Gradient Investments, an estimated $402M added.
  • The largest Invesco S&P 500 High Beta ETF seller in Q1 2021 was Mainstay Capital Management, an estimated $37M sold.

Based on aggregated 13F filings for Q1 2021.