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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$196M 2.12%
5,073,548
-173,964
-3% -$6.75M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$169M 1.83%
672,859
+107,901
+19% +$26.6M
IVW icon
3
iShares S&P 500 Growth ETF
IVW
$72.5B
$149M 1.61%
4,150,700
-688,668
-14% -$24.3M
VEA icon
4
Vanguard FTSE Developed Markets ETF
VEA
$226B
$120M 1.3%
2,764,273
+321,186
+13% +$13.6M
BRK.B icon
5
Berkshire Hathaway Class B
BRK.B
$1.07T
$118M 1.28%
644,736
+56,117
+10% +$9.92M
IWF icon
6
iShares Russell 1000 Growth ETF
IWF
$122B
$116M 1.25%
3,696,588
-441,388
-11% -$13.5M
QQQ icon
7
Invesco QQQ Trust
QQQ
$455B
$114M 1.23%
782,673
+113,575
+17% +$16.3M
IWD icon
8
iShares Russell 1000 Value ETF
IWD
$82B
$108M 1.17%
913,209
+58,440
+7% +$6.81M
VOO icon
9
Vanguard S&P 500 ETF
VOO
$968B
$98.8M 1.07%
427,983
+45,334
+12% +$10.3M
VTI icon
10
Vanguard Total Stock Market ETF
VTI
$654B
$94.6M 1.03%
730,371
+31,385
+4% +$3.97M
VUG icon
11
Vanguard Growth ETF
VUG
$216B
$86.9M 0.94%
3,926,412
+134,958
+4% +$2.93M
TOTL icon
12
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$84.5M 0.92%
1,714,799
+109,064
+7% +$5.38M
IVV icon
13
iShares Core S&P 500 ETF
IVV
$876B
$80.7M 0.88%
319,151
+49,872
+19% +$12.4M
T icon
14
AT&T
T
$165B
$79.6M 0.86%
2,688,790
-78,047
-3% -$2.22M
BND icon
15
Vanguard Total Bond Market
BND
$157B
$76.4M 0.83%
932,405
+78,349
+9% +$6.43M
MTUM icon
16
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$73.8M 0.8%
771,600
+162,866
+27% +$15.1M
MSFT icon
17
Microsoft
MSFT
$2.84T
$73.7M 0.8%
989,261
+9,677
+1% +$707K
HYG icon
18
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$73.2M 0.79%
824,927
+62,491
+8% +$5.51M
VWO icon
19
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$69M 0.75%
1,583,859
+160,493
+11% +$6.95M
VYM icon
20
Vanguard High Dividend Yield ETF
VYM
$81.1B
$67.5M 0.73%
832,796
+19,517
+2% +$1.55M
VIG icon
21
Vanguard Dividend Appreciation ETF
VIG
$111B
$66.6M 0.72%
702,828
-5,804
-0.8% -$542K
BSV icon
22
Vanguard Short-Term Bond ETF
BSV
$44.6B
$65.8M 0.71%
824,152
+54,602
+7% +$4.37M
LQD icon
23
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$64.7M 0.7%
533,750
+197,733
+59% +$23.9M
JNJ icon
24
Johnson & Johnson
JNJ
$635B
$64.3M 0.7%
493,995
-33,383
-6% -$4.43M
XOM icon
25
ExxonMobil
XOM
$651B
$63.8M 0.69%
778,409
-49,529
-6% -$3.93M
1
2 3 4 5

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.