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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
1
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$62.6M 1.71%
680,535
-6,052
-0.9% -$566K
IVW icon
2
iShares S&P 500 Growth ETF
IVW
$72.2B
$61.1M 1.67%
2,295,840
+1,931,876
+531% +$51.5M
JNK icon
3
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$61.1M 1.66%
506,808
-13,984
-3% -$1.72M
AAPL icon
4
Apple
AAPL
$4.95T
$55.7M 1.52%
2,211,292
+114,316
+5% +$2.81M
IWF icon
5
iShares Russell 1000 Growth ETF
IWF
$120B
$54M 1.47%
2,348,376
-199,024
-8% -$4.56M
IJH icon
6
iShares Core S&P Mid-Cap ETF
IJH
$123B
$51.2M 1.39%
1,870,950
+541,720
+41% +$15.3M
VTI icon
7
Vanguard Total Stock Market ETF
VTI
$655B
$48.8M 1.33%
482,129
+36,565
+8% +$3.74M
IWD icon
8
iShares Russell 1000 Value ETF
IWD
$81.5B
$48.6M 1.32%
482,074
-51,362
-10% -$5.2M
OEF icon
9
iShares S&P 100 ETF
OEF
$19.8B
$46.4M 1.26%
525,823
+500,399
+1,968% +$44.1M
AMJ
10
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$43.8M 1.19%
822,432
-51,069
-6% -$2.68M
FSTA icon
11
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$41M 1.12%
1,497,304
+586,231
+64% +$15.9M
FIDU icon
12
Fidelity MSCI Industrials Index ETF
FIDU
$2.35B
$40.5M 1.1%
1,481,257
+597,063
+68% +$16.6M
VIG icon
13
Vanguard Dividend Appreciation ETF
VIG
$112B
$40.4M 1.1%
525,582
+14,029
+3% +$1.09M
FDIS icon
14
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.62B
$40.4M 1.1%
+1,500,230
New +$40.9M
IVV icon
15
iShares Core S&P 500 ETF
IVV
$869B
$40.2M 1.09%
202,668
-37,652
-16% -$7.49M
IGSB icon
16
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$39.2M 1.07%
745,024
-62,286
-8% -$3.28M
EFAV icon
17
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.26B
$39M 1.06%
616,071
+39,440
+7% +$2.56M
IWP icon
18
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$37.8M 1.03%
849,484
-61,500
-7% -$2.74M
BSV icon
19
Vanguard Short-Term Bond ETF
BSV
$44.6B
$37M 1.01%
461,558
+41,034
+10% +$3.29M
IWS icon
20
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$36.4M 0.99%
513,526
-661,045
-56% -$47.4M
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$32.7M 0.89%
166,116
+912
+0.6% +$180K
FLOT icon
22
iShares Floating Rate Bond ETF
FLOT
$10.2B
$31.7M 0.86%
623,650
+81,529
+15% +$4.14M
FNCL icon
23
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$30.4M 0.83%
1,119,097
+524,340
+88% +$14.3M
XOM icon
24
ExxonMobil
XOM
$642B
$30.3M 0.83%
322,260
+11,959
+4% +$1.19M
FHLC icon
25
Fidelity MSCI Health Care Index ETF
FHLC
$3.3B
$30.1M 0.82%
989,275
+440,858
+80% +$13.2M
1
2 3 4 5

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.