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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
25.16%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $146M | 2.03% |
654,345
+174,659
| +36% | +$38.2M |
|
2
Apple
AAPL
$4.89T
| $145M | 2.02% |
5,026,316
+190,720
| +4% | +$5.41M |
|
3
iShares Russell 1000 Growth ETF
IWF
$122B
| $111M | 1.55% |
4,256,880
-130,528
| -3% | -$3.39M |
|
4
iShares Russell 1000 Value ETF
IWD
$82B
| $90.2M | 1.25% |
808,656
-13,621
| -2% | -$1.47M |
|
5
Berkshire Hathaway Class B
BRK.B
$1.07T
| $89.6M | 1.25% |
551,637
+48,653
| +10% | +$7.49M |
|
6
AT&T
T
$165B
| $85.5M | 1.19% |
2,667,984
+57,685
| +2% | +$1.7M |
|
7
Vanguard Total Stock Market ETF
VTI
$654B
| $77.9M | 1.08% |
675,655
+66,427
| +11% | +$7.47M |
|
8
ExxonMobil
XOM
$651B
| $71.3M | 0.99% |
790,851
+10,107
| +1% | +$883K |
|
9
Vanguard Growth ETF
VUG
$216B
| $70.4M | 0.98% |
3,786,060
+173,724
| +5% | +$3.21M |
|
10
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $70.3M | 0.98% |
1,922,841
+210,253
| +12% | +$7.67M |
|
11
Invesco QQQ Trust
QQQ
$455B
| $65.2M | 0.91% |
550,251
+69,434
| +14% | +$8.19M |
|
|
12
iShares Russell 2000 ETF
IWM
$80.9B
| $64M | 0.89% |
475,281
-282,039
| -37% | -$36M |
|
|
13
Invesco S&P 500 High Beta ETF
SPHB
$964M
| $63.6M | 0.88% |
1,738,070
+474,363
| +38% | +$16.5M |
|
14
Vanguard Total Bond Market
BND
$157B
| $62.9M | 0.87% |
778,268
+16,960
| +2% | +$1.39M |
|
15
iShares Russell 2000 Value ETF
IWN
$14.4B
| $62.1M | 0.86% |
522,531
+112,966
| +28% | +$12.5M |
|
16
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $61.7M | 0.86% |
1,654,731
+196,402
| +13% | +$7.46M |
|
17
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $61M | 0.85% |
704,092
+40,984
| +6% | +$3.53M |
|
18
Vanguard Dividend Appreciation ETF
VIG
$111B
| $59.6M | 0.83% |
699,748
+51,442
| +8% | +$4.33M |
|
19
iShares S&P 500 Growth ETF
IVW
$72.5B
| $57.6M | 0.8% |
1,890,380
+32,768
| +2% | +$990K |
|
20
Verizon
VZ
$194B
| $57M | 0.79% |
1,068,785
+5,067
| +0.5% | +$253K |
|
21
Johnson & Johnson
JNJ
$635B
| $56.7M | 0.79% |
492,102
+21,263
| +5% | +$2.46M |
|
22
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $56.7M | 0.79% |
748,406
+89,255
| +14% | +$6.55M |
|
23
Microsoft
MSFT
$2.84T
| $56.3M | 0.78% |
907,946
+125,267
| +16% | +$7.53M |
|
24
GE Aerospace
GE
$367B
| $55.9M | 0.78% |
370,619
+12,533
| +3% | +$1.82M |
|
25
Vanguard S&P 500 ETF
VOO
$968B
| $53.2M | 0.74% |
259,252
+46,304
| +22% | +$9.29M |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.