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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.14%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.87%
2 Technology 6.75%
3 Financials 5.93%
4 Healthcare 4.22%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.86T
$273M 2.46%
6,926,960
+970,200
+16% +$47M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$843B
$226M 2.04%
897,768
+406,173
+83% +$110M
VEA icon
3
Vanguard FTSE Developed Markets ETF
VEA
$234B
$177M 1.59%
4,769,880
+700,038
+17% +$27.7M
BRK.B icon
4
Berkshire Hathaway Class B
BRK.B
$1.1T
$170M 1.53%
833,962
+46,340
+6% +$9.68M
AMZN icon
5
Amazon
AMZN
$2.73T
$139M 1.25%
1,851,420
+216,220
+13% +$18M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$803B
$126M 1.13%
503,999
+16,298
+3% +$4.39M
MSFT icon
7
Microsoft
MSFT
$3.75T
$125M 1.13%
1,234,845
+109,378
+10% +$11.7M
IWF icon
8
iShares Russell 1000 Growth ETF
IWF
$124B
$123M 1.11%
3,772,872
+104,360
+3% +$3.68M
USMV icon
9
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$120M 1.08%
2,296,880
+313,806
+16% +$17.2M
VOO icon
10
Vanguard S&P 500 ETF
VOO
$1.04T
$119M 1.07%
516,467
+56,915
+12% +$14.1M
IVW icon
11
iShares S&P 500 Growth ETF
IVW
$76.1B
$106M 0.96%
2,824,592
-196,048
-6% -$7.93M
IWD icon
12
iShares Russell 1000 Value ETF
IWD
$83.4B
$104M 0.94%
938,071
+9,068
+1% +$1.09M
VTI icon
13
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$104M 0.94%
813,294
-109,117
-12% -$15.1M
BND icon
14
Vanguard Total Bond Market
BND
$161B
$101M 0.91%
1,281,885
+467,943
+57% +$36.6M
BSV icon
15
Vanguard Short-Term Bond ETF
BSV
$46.2B
$92.7M 0.84%
1,179,953
+116,024
+11% +$9.05M
VUG icon
16
Vanguard Morningstar Growth ETF
VUG
$226B
$92.1M 0.83%
4,115,490
-19,452
-0.5% -$471K
IVE icon
17
iShares S&P 500 Value ETF
IVE
$49.8B
$86.8M 0.78%
856,822
+74,727
+10% +$8.17M
QQQ icon
18
Invesco QQQ Trust
QQQ
$477B
$84.8M 0.76%
549,381
-157,183
-22% -$26.3M
VWO icon
19
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$84.7M 0.76%
2,222,434
+331,420
+18% +$12.8M
VTV icon
20
Vanguard Morningstar Value ETF
VTV
$191B
$83M 0.75%
846,571
+24,692
+3% +$2.6M
TOTL icon
21
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.87B
$81.1M 0.73%
1,713,477
-52,063
-3% -$2.45M
IJR icon
22
iShares Core S&P Small-Cap ETF
IJR
$107B
$77.6M 0.7%
1,118,183
-194,549
-15% -$15M
T icon
23
AT&T
T
$182B
$76.4M 0.69%
3,528,295
-5,109
-0.1% -$119K
JNJ icon
24
Johnson & Johnson
JNJ
$642B
$73M 0.66%
566,297
+28,789
+5% +$4.02M
IEMG icon
25
iShares Core MSCI Emerging Markets ETF
IEMG
$159B
$71.4M 0.64%
1,510,051
+288,142
+24% +$13.9M
1
2 3 4 5

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AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Miscellaneous at 62% of assets, up from 61% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.