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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$356M 2.45%
6,419,568
-176,756
-3% -$9.24M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$871B
$296M 2.04%
992,064
+259,034
+35% +$77M
USMV icon
3
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$202M 1.4%
3,155,338
+582,126
+23% +$36.9M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$198M 1.37%
1,046,035
+391,636
+60% +$116M
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$225B
$197M 1.36%
4,793,097
+160,596
+3% +$6.56M
BRK.B icon
6
Berkshire Hathaway Class B
BRK.B
$1.11T
$172M 1.19%
828,288
+2,930
+0.4% +$604K
MSFT icon
7
Microsoft
MSFT
$2.92T
$172M 1.18%
1,234,199
+44,792
+4% +$6.16M
AMZN icon
8
Amazon
AMZN
$2.48T
$164M 1.13%
1,887,360
-80
-0% -$7.42K
VOO icon
9
Vanguard S&P 500 ETF
VOO
$971B
$157M 1.08%
575,078
+49,615
+9% +$13.5M
VTI icon
10
Vanguard Total Stock Market ETF
VTI
$656B
$155M 1.07%
1,027,419
+101,638
+11% +$15.3M
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$119B
$141M 0.98%
3,542,996
-17,536
-0.5% -$703K
QQQ icon
12
Invesco QQQ Trust
QQQ
$445B
$124M 0.86%
658,522
+13,870
+2% +$2.63M
IVW icon
13
iShares S&P 500 Growth ETF
IVW
$71.9B
$124M 0.86%
2,756,376
+9,356
+0.3% +$423K
BND icon
14
Vanguard Total Bond Market
BND
$158B
$120M 0.83%
1,426,115
+131,218
+10% +$11M
T icon
15
AT&T
T
$169B
$111M 0.76%
3,875,915
+14,209
+0.4% +$376K
IWD icon
16
iShares Russell 1000 Value ETF
IWD
$82.2B
$109M 0.75%
853,347
-23,208
-3% -$2.95M
TOTL icon
17
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$104M 0.72%
2,111,450
+145,818
+7% +$7.17M
BSV icon
18
Vanguard Short-Term Bond ETF
BSV
$44.7B
$103M 0.71%
1,270,230
-6,461
-0.5% -$521K
VUG icon
19
Vanguard Growth ETF
VUG
$216B
$96.9M 0.67%
3,495,846
+233,076
+7% +$6.47M
SCHG icon
20
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$95.5M 0.66%
9,094,680
+872,752
+11% +$9.2M
VIG icon
21
Vanguard Dividend Appreciation ETF
VIG
$113B
$95.4M 0.66%
797,623
+103,414
+15% +$12.2M
VWO icon
22
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$95.1M 0.66%
2,360,437
+17,842
+0.8% +$737K
IVE icon
23
iShares S&P 500 Value ETF
IVE
$49.6B
$94.1M 0.65%
789,757
-1,240
-0.2% -$145K
VTV icon
24
Vanguard Value ETF
VTV
$190B
$89.9M 0.62%
805,314
+14,523
+2% +$1.61M
IEFA icon
25
iShares Core MSCI EAFE ETF
IEFA
$187B
$88.2M 0.61%
1,895,639
+765,266
+68% +$46.2M
1
2 3 4 5

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AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.