We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+4.6%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.3M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
iShares Russell 2000 ETF
IWM
$80.3B
$72.1M 2.44%
676,466
+38,335
+6% +$3.97M
IEI icon
2
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$70.2M 2.38%
578,797
+564,401
+3,921% +$68M
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$61.3M 2.08%
1,116,886
+52,380
+5% +$2.82M
JNK icon
4
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$59.5M 2.02%
497,807
+132,161
+36% +$15.8M
HYG icon
5
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$55.8M 1.89%
609,463
+334,753
+122% +$30.7M
IWP icon
6
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$54.3M 1.84%
1,370,524
+113,372
+9% +$4.32M
IWO icon
7
iShares Russell 2000 Growth ETF
IWO
$14.4B
$51.6M 1.75%
412,629
+242,541
+143% +$29.2M
IWF icon
8
iShares Russell 1000 Growth ETF
IWF
$120B
$45.6M 1.55%
2,288,880
-37,964
-2% -$727K
BSV icon
9
Vanguard Short-Term Bond ETF
BSV
$44.6B
$42.4M 1.44%
527,296
+89,406
+20% +$7.16M
IWD icon
10
iShares Russell 1000 Value ETF
IWD
$81.5B
$37.6M 1.28%
424,794
-25,194
-6% -$2.19M
AAPL icon
11
Apple
AAPL
$4.95T
$36M 1.22%
2,112,852
-55,468
-3% -$920K
IGSB icon
12
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$35.8M 1.21%
674,082
-5,226
-0.8% -$274K
UWM icon
13
ProShares Ultra Russell2000
UWM
$248M
$35.7M 1.21%
1,958,128
-113,956
-5% -$1.95M
IEF icon
14
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$34.9M 1.18%
339,656
-3,914
-1% -$396K
VTI icon
15
Vanguard Total Stock Market ETF
VTI
$655B
$33.7M 1.14%
384,587
+2,508
+0.7% +$218K
IWS icon
16
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$31.6M 1.07%
508,890
-5,874
-1% -$354K
FLOT icon
17
iShares Floating Rate Bond ETF
FLOT
$10.2B
$30.4M 1.03%
600,244
-138,507
-19% -$7.01M
DEM icon
18
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$29.7M 1.01%
568,965
-70,357
-11% -$3.54M
VIG icon
19
Vanguard Dividend Appreciation ETF
VIG
$112B
$28.5M 0.97%
410,057
+39,674
+11% +$2.74M
AMJ
20
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$27.4M 0.93%
612,798
+40,222
+7% +$1.85M
XOM icon
21
ExxonMobil
XOM
$642B
$27.3M 0.93%
316,180
+21,611
+7% +$1.95M
HYS icon
22
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$25.5M 0.86%
242,748
-15,783
-6% -$1.65M
MBB icon
23
iShares MBS ETF
MBB
$39.1B
$25M 0.85%
235,963
-122,040
-34% -$12.8M
SPY icon
24
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$22.9M 0.78%
136,536
-122,514
-47% -$20.5M
T icon
25
AT&T
T
$167B
$22.8M 0.77%
893,127
+39,330
+5% +$1.03M
1
2 3 4 5

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.