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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$96.2M 2.13%
468,093
+301,977
+182% +$60.7M
AAPL icon
2
Apple
AAPL
$4.93T
$90.9M 2.01%
3,291,436
+1,080,144
+49% +$29.4M
IVW icon
3
iShares S&P 500 Growth ETF
IVW
$72B
$61.8M 1.37%
2,214,688
-81,152
-4% -$2.22M
IWD icon
4
iShares Russell 1000 Value ETF
IWD
$81.5B
$61M 1.35%
584,369
+102,295
+21% +$10.4M
VTI icon
5
Vanguard Total Stock Market ETF
VTI
$653B
$58.1M 1.29%
548,570
+66,441
+14% +$6.88M
BRK.B icon
6
Berkshire Hathaway Class B
BRK.B
$1.07T
$56.2M 1.24%
374,572
+193,232
+107% +$27.9M
VIG icon
7
Vanguard Dividend Appreciation ETF
VIG
$111B
$55.1M 1.22%
678,573
+152,991
+29% +$12.1M
VUG icon
8
Vanguard Growth ETF
VUG
$215B
$53.3M 1.18%
3,063,348
+2,092,764
+216% +$35.6M
IWF icon
9
iShares Russell 1000 Growth ETF
IWF
$119B
$52.2M 1.16%
2,173,716
-174,660
-7% -$4.09M
FNCL icon
10
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$47.8M 1.06%
1,640,649
+521,552
+47% +$14.7M
IEF icon
11
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$47.2M 1.04%
445,539
+224,777
+102% +$23.7M
FTEC icon
12
Fidelity MSCI Information Technology Index ETF
FTEC
$19.6B
$47M 1.04%
1,484,515
+484,969
+49% +$14.9M
FSTA icon
13
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$47M 1.04%
1,596,170
+98,866
+7% +$2.84M
FDIS icon
14
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.61B
$43M 0.95%
1,469,999
-30,231
-2% -$838K
FUTY icon
15
Fidelity MSCI Utilities Index ETF
FUTY
$2.38B
$42.4M 0.94%
1,387,824
+1,381,580
+22,127% +$40.4M
AMJ
16
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$42.2M 0.93%
905,629
+83,197
+10% +$4.07M
BSV icon
17
Vanguard Short-Term Bond ETF
BSV
$44.6B
$41.1M 0.91%
514,139
+52,581
+11% +$4.22M
IWP icon
18
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$39.8M 0.88%
851,224
+1,740
+0.2% +$78.7K
IWS icon
19
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$39.5M 0.87%
535,097
+21,571
+4% +$1.55M
EFAV icon
20
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.26B
$37.2M 0.82%
596,834
-19,237
-3% -$1.2M
XOM icon
21
ExxonMobil
XOM
$641B
$37M 0.82%
400,901
+78,641
+24% +$7.33M
T icon
22
AT&T
T
$168B
$36.9M 0.82%
1,452,861
+386,970
+36% +$10M
IVV icon
23
iShares Core S&P 500 ETF
IVV
$867B
$35.5M 0.79%
171,692
-30,976
-15% -$6.27M
QQQ icon
24
Invesco QQQ Trust
QQQ
$447B
$33.4M 0.74%
323,550
+120,891
+60% +$12.2M
PG icon
25
Procter & Gamble
PG
$347B
$33.4M 0.74%
366,875
+80,051
+28% +$7.04M
1
2 3 4 5

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.