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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+2.88%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$274M
Cap. Flow %
4.1%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$137M 2.05%
4,835,596
-139,796
-3% -$3.7M
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$122B
$114M 1.71%
4,387,408
+322,268
+8% +$8.38M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$104M 1.55%
479,686
-612
-0.1% -$132K
IWM icon
4
iShares Russell 2000 ETF
IWM
$80.9B
$94M 1.41%
757,320
+538,465
+246% +$65.5M
IWD icon
5
iShares Russell 1000 Value ETF
IWD
$82B
$86.9M 1.3%
822,277
-21,933
-3% -$2.31M
T icon
6
AT&T
T
$165B
$80.1M 1.2%
2,610,299
+116,434
+5% +$3.68M
BRK.B icon
7
Berkshire Hathaway Class B
BRK.B
$1.07T
$72.7M 1.09%
502,984
+8,807
+2% +$1.29M
XOM icon
8
ExxonMobil
XOM
$651B
$68.1M 1.02%
780,744
+39,466
+5% +$3.5M
VTI icon
9
Vanguard Total Stock Market ETF
VTI
$654B
$67.8M 1.02%
609,228
+9,606
+2% +$1.07M
VUG icon
10
Vanguard Growth ETF
VUG
$216B
$67.6M 1.01%
3,612,336
+117,774
+3% +$2.19M
VEA icon
11
Vanguard FTSE Developed Markets ETF
VEA
$226B
$64.1M 0.96%
1,712,588
+234,675
+16% +$8.63M
BND icon
12
Vanguard Total Bond Market
BND
$157B
$64M 0.96%
761,308
+21,679
+3% +$1.82M
HYG icon
13
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$57.8M 0.87%
663,108
+63,131
+11% +$5.43M
PFF icon
14
iShares Preferred and Income Securities ETF
PFF
$13.2B
$57.7M 0.86%
1,458,329
+995,401
+215% +$39.7M
QQQ icon
15
Invesco QQQ Trust
QQQ
$455B
$57.1M 0.85%
480,817
+12,348
+3% +$1.43M
IVW icon
16
iShares S&P 500 Growth ETF
IVW
$72.5B
$56.5M 0.85%
1,857,612
-80,080
-4% -$2.43M
PG icon
17
Procter & Gamble
PG
$343B
$56M 0.84%
624,655
+27,579
+5% +$2.4M
JNJ icon
18
Johnson & Johnson
JNJ
$635B
$55.6M 0.83%
470,839
+14,854
+3% +$1.8M
VZ icon
19
Verizon
VZ
$194B
$55.3M 0.83%
1,063,718
+41,845
+4% +$2.25M
VIG icon
20
Vanguard Dividend Appreciation ETF
VIG
$111B
$54.4M 0.82%
648,306
+5,114
+0.8% +$433K
TOTL icon
21
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$51.7M 0.77%
1,030,215
+43,358
+4% +$2.17M
GE icon
22
GE Aerospace
GE
$367B
$50.9M 0.76%
358,086
+12,021
+3% +$1.79M
GNMA icon
23
iShares GNMA Bond ETF
GNMA
$422M
$50.3M 0.75%
986,874
+290,119
+42% +$14.8M
BSV icon
24
Vanguard Short-Term Bond ETF
BSV
$44.6B
$49.2M 0.74%
608,148
+23,501
+4% +$1.9M
VYM icon
25
Vanguard High Dividend Yield ETF
VYM
$81.1B
$47.6M 0.71%
659,151
+37,372
+6% +$2.71M
1
2 3 4 5

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $274M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.