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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,152
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$90.1M 2.63%
478,876
-12,673
-3% -$2.34M
IWM icon
2
iShares Russell 2000 ETF
IWM
$80.3B
$82M 2.39%
704,427
+598,500
+565% +$69M
JNK icon
3
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$62.8M 1.83%
506,663
+10,605
+2% +$1.3M
HYG icon
4
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$61.9M 1.81%
655,822
+37,388
+6% +$3.51M
IWF icon
5
iShares Russell 1000 Growth ETF
IWF
$120B
$54.1M 1.58%
2,491,864
+73,080
+3% +$1.57M
IWO icon
6
iShares Russell 2000 Growth ETF
IWO
$14.4B
$53.5M 1.56%
391,732
-69,350
-15% -$9.48M
IWS icon
7
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$53.4M 1.56%
779,219
+239,419
+44% +$15.9M
IWP icon
8
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$53M 1.55%
1,230,584
-119,444
-9% -$5.08M
IWD icon
9
iShares Russell 1000 Value ETF
IWD
$81.5B
$49.9M 1.46%
519,814
+65,922
+15% +$6.18M
IGSB icon
10
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$42.8M 1.25%
810,956
+121,454
+18% +$6.41M
VTI icon
11
Vanguard Total Stock Market ETF
VTI
$655B
$42.7M 1.24%
437,672
+33,361
+8% +$3.19M
SJNK icon
12
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$41.9M 1.22%
1,351,340
+1,114,295
+470% +$34.4M
AAPL icon
13
Apple
AAPL
$4.95T
$41.1M 1.2%
2,145,500
+72,016
+3% +$1.37M
XLB icon
14
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$40.9M 1.19%
1,729,062
+631,704
+58% +$14.5M
SSO icon
15
ProShares Ultra S&P500
SSO
$7.72B
$40.8M 1.19%
6,206,160
-390,944
-6% -$2.47M
IYH icon
16
iShares US Healthcare ETF
IYH
$3.38B
$39.4M 1.15%
1,602,085
+589,905
+58% +$14.3M
VIG icon
17
Vanguard Dividend Appreciation ETF
VIG
$112B
$39.1M 1.14%
519,871
+37,719
+8% +$2.78M
AMJ
18
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$38.6M 1.13%
832,931
+194,980
+31% +$9M
UWM icon
19
ProShares Ultra Russell2000
UWM
$248M
$38.3M 1.12%
1,775,820
+1,774,368
+122,202% +$37.6M
FLOT icon
20
iShares Floating Rate Bond ETF
FLOT
$10.2B
$36.5M 1.06%
719,732
-79,505
-10% -$4.03M
HYS icon
21
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$36.4M 1.06%
341,272
+107,774
+46% +$11.5M
BSV icon
22
Vanguard Short-Term Bond ETF
BSV
$44.6B
$34.9M 1.02%
435,680
-99,012
-19% -$7.94M
EFAV icon
23
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.26B
$34.8M 1.01%
554,328
+262,927
+90% +$16.1M
SPY icon
24
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$29.8M 0.87%
159,203
-299
-0.2% -$54.9K
XOM icon
25
ExxonMobil
XOM
$642B
$29.3M 0.86%
300,292
-13,272
-4% -$1.27M
1
2 3 4 5

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.