Ladenburg Thalmann Financial Services’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$19.7M	Sell	617,868 -507,880	-45%	-$16.1M	0.12%	181
2019 Q3	$36.4M	Buy	1,125,748 +519,624	+86%	+$16M	0.25%	90
2019 Q2	$18.1M	Buy	606,124 +106,960	+21%	+$3.14M	0.13%	163
2019 Q1	$14.5M	Sell	499,164 -355,496	-42%	-$9.88M	0.11%	188
2018 Q4	$22.6M	Buy	854,660 +538,720	+171%	+$14.6M	0.2%	118
2018 Q3	$8.32M	Buy	315,940 +28,318	+10%	+$752K	0.07%	248
2018 Q2	$7.27M	Hold	287,622	–	–	0.07%	262
2018 Q1	$7.27M	Buy	287,622 +23,708	+9%	+$592K	0.07%	262
2017 Q4	$6.95M	Sell	263,914 -107,100	-29%	-$2.94M	0.07%	280
2017 Q3	$9.84M	Buy	371,014 +35,266	+11%	+$947K	0.11%	190
2017 Q2	$8.76M	Buy	335,748 +39,868	+13%	+$1.05M	0.1%	186
2017 Q1	$7.58M	Sell	295,880 -377,934	-56%	-$9.44M	0.1%	191
2016 Q4	$16.4M	Sell	673,814 -59,260	-8%	-$1.42M	0.23%	101
2016 Q3	$18M	Sell	733,074 -67,178	-8%	-$1.71M	0.27%	81
2016 Q2	$20.9M	Buy	800,252 +410,774	+105%	+$10.1M	0.33%	69
2016 Q1	$9.65M	Buy	389,478 +115,978	+42%	+$2.68M	0.17%	134
2015 Q4	$5.92M	Buy	273,500 +21,882	+9%	+$474K	0.11%	183
2015 Q3	$5.44M	Sell	251,618 -11,406	-4%	-$246K	0.11%	180
2015 Q2	$5.46M	Sell	263,024 -58,404	-18%	-$1.28M	0.1%	193
2015 Q1	$7.14M	Sell	321,428 -14,674	-4%	-$339K	0.14%	160
2014 Q4	$7.93M	Buy	336,102 +70,164	+26%	+$1.59M	0.18%	130
2014 Q3	$5.6M	Sell	265,938 -41,158	-13%	-$872K	0.15%	128
2014 Q2	$6.8M	Buy	307,096 +46,670	+18%	+$993K	0.19%	110
2014 Q1	$5.4M	Buy	260,426 +32,726	+14%	+$645K	0.16%	111
2013 Q4	$4.32M	Sell	227,700 -53,576	-19%	-$1.02M	0.13%	132
2013 Q3	$5.26M	Buy	281,276 +33,240	+13%	+$633K	0.18%	111
2013 Q2	$4.67M	Buy	+248,036	New	+$4.86M	0.17%	115

Other funds holding XLU

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

Ladenburg Thalmann Financial Services's XLU Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its State Street Utilities Select Sector SPDR ETF (XLU) stake by 45% in Q4 2019, selling an estimated $16.1M and leaving 617,868 shares worth $19.7M. The position accounts for 0.12% of the portfolio, ranked #181.

Ladenburg Thalmann Financial Services first reported a position in XLU in Q2 2013 and has held it in 27 quarters since. The position peaked at $36.4M in Q3 2019. 852 funds tracked by Wall St. Rank hold XLU as of Q4 2019.

Ladenburg Thalmann Financial Services held 617,868 shares of State Street Utilities Select Sector SPDR ETF worth $19.7M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 507,880 State Street Utilities Select Sector SPDR ETF shares in Q4 2019, an estimated $16.1M.
State Street Utilities Select Sector SPDR ETF made up 0.12% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #181 holding.
Ladenburg Thalmann Financial Services first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's State Street Utilities Select Sector SPDR ETF position peaked at $36.4M in Q3 2019.
852 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.