We are live on ! Find out more
XLU icon

State Street Utilities Select Sector SPDR ETF

388 hedge funds and large institutions have $6.57B invested in State Street Utilities Select Sector SPDR ETF in 2014 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 138 increasing their positions, 159 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

24.8% more ownership

Funds ownership: 210.23%235.03% (+25%)

4% less funds holding

Funds holding: 404388 (-16)

10% less capital invested

Capital invested by funds: $7.26B → $6.57B (-$690M)

13% less repeat investments, than reductions

Existing positions increased: 138 | Existing positions reduced: 159

35% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 43

45% less funds holding in top 10

Funds holding in top 10: 2916 (-13)

50% less call options, than puts

Call options by funds: $288M | Put options by funds: $581M

Holders
388
Holders Change
-16
Holders Change %
-3.96%
% of All Funds
11.26%
Holding in Top 10
16
Holding in Top 10 Change
-13
Holding in Top 10 Change %
-44.83%
% of All Funds
0.46%
New
28
Increased
138
Reduced
159
Closed
43
Calls
$288M
Puts
$581M
Net Calls
-$292M
Net Calls Change
-$151M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$1.03B +$120M +5,645,922 +13%
Morgan Stanley
2
Morgan Stanley
New York
$906M +$38.6M +1,823,250 +4%
CA
3
Commerzbank Aktiengesellschaft
Germany
$716M +$74.2M +3,500,000 +11%
Barclays
4
Barclays
United Kingdom
$618M -$38M -1,793,750 -6%
JP Morgan Chase
5
JP Morgan Chase
New York
$481M +$44.8M +2,116,616 +10%
CS
6
Credit Suisse
Switzerland
$391M +$123M +5,814,026 +46%
Bank of America
7
Bank of America
North Carolina
$364M -$187M -8,838,490 -34%
Citigroup
8
Citigroup
New York
$285M +$157M +7,408,778 +121%
U
9
UBS
Switzerland
$226M +$16.9M +798,656 +8%
SGI
10
Swan Global Investments
Colorado
$109M +$18.9M +890,704 +21%
MAA
11
Managed Account Advisors
New Jersey
$107M +$49M +2,311,962 +83%
Wells Fargo
12
Wells Fargo
California
$84.1M -$31.2M -1,472,106 -27%
STMM
13
South Texas Money Management
Texas
$83.8M +$262K +12,370 +0.3%
Deutsche Bank
14
Deutsche Bank
Germany
$50.6M +$47.4M +2,236,008 +1,323%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$46.4M -$7M -330,560 -13%
V
16
Veritable
Delaware
$46.3M +$521K +24,570 +1%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$43M -$63M -2,974,106 -59%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$39.1M -$18.3M -862,164 -32%
US Bancorp
19
US Bancorp
Minnesota
$33.8M -$2.02M -95,314 -6%
UCFA
20
United Capital Financial Advisors
Texas
$33.7M +$2.49M +117,494 +8%
SG Americas Securities
21
SG Americas Securities
New York
$29.8M +$18.7M +880,568 +164%
LPL Financial
22
LPL Financial
California
$27.8M -$1.84M -86,912 -6%
BNP Paribas Financial Markets
23
BNP Paribas Financial Markets
France
$24.4M +$18.6M +877,248 +313%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$21.9M +$2.41M +113,618 +12%
TAIM
25
TD Ameritrade Investment Management
Nebraska
$21.8M +$10.9M +514,884 +99%

XLU Hedge Fund Activity: Q3 2014 in Review

388 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2014, worth a combined $6.57B — down 9.5% from $7.26B a quarter earlier.

Sellers outnumbered buyers: 43 funds closed out of XLU and 28 opened new positions — a net loss of 15 holders — while 159 trimmed existing stakes and 138 added.

The largest buyer was Citigroup, adding an estimated $157M. The largest seller was Euclid Advisors, exiting entirely with an estimated $516M sold.

  • 388 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2014, down from 404 in Q2 2014.
  • Funds reported $6.57B of State Street Utilities Select Sector SPDR ETF stock for Q3 2014, down 9.5% quarter-over-quarter.
  • 28 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2014 and 43 closed out, a net change of -15 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2014 was Citigroup, an estimated $157M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2014 was Euclid Advisors, an estimated $516M sold.

Based on aggregated 13F filings for Q3 2014.