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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEAR icon
101
iShares Short Maturity Bond ETF
NEAR
$4.79B
$36.3M 0.23%
733,423
+39,815
+6% +$2M
SCHB icon
102
Schwab US Broad Market ETF
SCHB
$42.7B
$36M 0.23%
2,804,016
-255,540
-8% -$3.14M
VOT icon
103
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$35.4M 0.22%
227,620
-9,331
-4% -$1.42M
FLOT icon
104
iShares Floating Rate Bond ETF
FLOT
$10.1B
$35.4M 0.22%
703,605
+40,588
+6% +$2.07M
XMLV icon
105
Invesco S&P MidCap Low Volatility ETF
XMLV
$749M
$35M 0.22%
652,996
+55,023
+9% +$2.92M
SCHA icon
106
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$34.1M 0.21%
1,805,496
-42,600
-2% -$771K
XLV icon
107
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$34M 0.21%
370,783
+136,771
+58% +$13.2M
VTIP icon
108
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$33.5M 0.21%
681,261
+27,588
+4% +$1.36M
TIP icon
109
iShares TIPS Bond ETF
TIP
$14.5B
$33M 0.21%
292,108
+7,848
+3% +$912K
PFE icon
110
Pfizer
PFE
$143B
$32.9M 0.21%
890,961
-22,837
-2% -$813K
PFF icon
111
iShares Preferred and Income Securities ETF
PFF
$13.2B
$32.7M 0.21%
870,976
+21,958
+3% +$819K
UPS icon
112
United Parcel Service
UPS
$97B
$32.7M 0.21%
302,058
+26,478
+10% +$3.13M
MRK icon
113
Merck
MRK
$322B
$32.3M 0.2%
377,092
+28,704
+8% +$2.36M
MA icon
114
Mastercard
MA
$469B
$32.2M 0.2%
127,310
+21,650
+20% +$6.1M
DVY icon
115
iShares Select Dividend ETF
DVY
$23.6B
$31.7M 0.2%
303,408
-12,812
-4% -$1.32M
BIL icon
116
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$31.5M 0.2%
344,929
+705
+0.2% +$64.5K
ABBV icon
117
AbbVie
ABBV
$454B
$30.9M 0.19%
360,025
+24,193
+7% +$2.01M
XSLV icon
118
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
$30.5M 0.19%
601,107
+118,093
+24% +$5.91M
RTN
119
DELISTED
Raytheon Company
RTN
$30.3M 0.19%
140,392
+2,012
+1% +$425K
XLF icon
120
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$30M 0.19%
977,063
-292,183
-23% -$8.58M
IJK icon
121
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$29.8M 0.19%
502,860
+252
+0.1% +$14.4K
PEP icon
122
PepsiCo
PEP
$184B
$29.6M 0.19%
230,184
+16,260
+8% +$2.21M
IJJ icon
123
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$29.4M 0.18%
345,970
+8,306
+2% +$683K
BABA icon
124
Alibaba
BABA
$273B
$29M 0.18%
143,232
+3,131
+2% +$587K
UNH icon
125
UnitedHealth
UNH
$385B
$28.9M 0.18%
146,764
+47,746
+48% +$12.5M
3 4
5
6 7

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.