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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
151
Realty Income
O
$60.8B
$23.5M 0.15%
330,751
+14,767
+5% +$1.1M
IWY icon
152
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$23.4M 0.15%
242,868
+4,124
+2% +$377K
WPC icon
153
W.P. Carey
WPC
$17B
$23.2M 0.15%
298,956
+5,383
+2% +$451K
CWB icon
154
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$23.2M 0.15%
421,447
+7,446
+2% +$401K
BLV icon
155
Vanguard Long-Term Bond ETF
BLV
$5.77B
$23.2M 0.15%
231,242
+16,395
+8% +$1.66M
NEE icon
156
NextEra Energy
NEE
$187B
$22.7M 0.14%
414,584
+31,832
+8% +$1.86M
MTUM icon
157
iShares MSCI USA Momentum Factor ETF
MTUM
$25.9B
$22.5M 0.14%
231,191
-38,275
-14% -$4.64M
HDV
158
iShares Core High Dividend ETF
HDV
$14.4B
$22.1M 0.14%
1,139,815
+78,595
+7% +$1.5M
EFA icon
159
iShares MSCI EAFE ETF
EFA
$76.9B
$21.9M 0.14%
316,226
+9,278
+3% +$627K
SPEM icon
160
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$21.8M 0.14%
588,346
+158,422
+37% +$5.71M
XLP icon
161
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.1B
$21.8M 0.14%
351,239
-11,080
-3% -$683K
UNP icon
162
Union Pacific
UNP
$183B
$21.4M 0.13%
123,110
+1,762
+1% +$302K
IWV icon
163
iShares Russell 3000 ETF
IWV
$19.6B
$21.4M 0.13%
133,368
+11,847
+10% +$2.14M
SCHE icon
164
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$21.2M 0.13%
775,327
-1,929
-0.2% -$50.8K
VPU
165
Vanguard Utilities ETF
VPU
$8.86B
$21.2M 0.13%
149,389
+9,659
+7% +$1.36M
SO icon
166
Southern Company
SO
$109B
$20.9M 0.13%
332,717
+17,341
+5% +$1.07M
PRF icon
167
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$20.8M 0.13%
818,420
+61,380
+8% +$1.49M
ABT icon
168
Abbott
ABT
$181B
$20.8M 0.13%
240,437
+7,293
+3% +$611K
SCHO icon
169
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$20.7M 0.13%
821,142
+83,754
+11% +$2.12M
TLT icon
170
iShares 20+ Year Treasury Bond ETF
TLT
$42.3B
$20.7M 0.13%
183,090
+42,907
+31% +$5.97M
HON icon
171
Honeywell
HON
$76.6B
$20.7M 0.13%
130,394
+8,984
+7% +$1.47M
MDY icon
172
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$20.6M 0.13%
183,613
+2,819
+2% +$1.02M
SUB icon
173
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$20.6M 0.13%
193,124
+41,715
+28% +$4.45M
BRK.A icon
174
Berkshire Hathaway Class A
BRK.A
$1.07T
$20.4M 0.13%
60
-2
-3% -$651K
NFLX icon
175
Netflix
NFLX
$291B
$20.2M 0.13%
726,670
+66,290
+10% +$1.97M
5 6
7
8 9

Similar funds

AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.