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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
126
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$27.7M 0.17%
253,406
-93,420
-27% -$10.4M
PKW icon
127
Invesco BuyBack Achievers ETF
PKW
$1.69B
$27.5M 0.17%
398,817
+344,428
+633% +$22.7M
DOCU
128
DocuSign
DOCU
$9.53B
$27.4M 0.17%
369,656
-16,273
-4% -$1.12M
RTX icon
129
RTX Corp
RTX
$286B
$26.8M 0.17%
326,401
+35,137
+12% +$3.19M
WFC icon
130
Wells Fargo
WFC
$262B
$26.4M 0.17%
493,676
-52,008
-10% -$2.72M
XLY icon
131
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$26.3M 0.17%
452,164
+78,100
+21% +$4.75M
IXN icon
132
iShares Global Tech ETF
IXN
$8.72B
$26.1M 0.16%
741,234
-2,130
-0.3% -$69.9K
CAT icon
133
Caterpillar
CAT
$407B
$26M 0.16%
180,813
-831
-0.5% -$116K
DON icon
134
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$25.7M 0.16%
686,144
+35,657
+5% +$1.32M
SHY icon
135
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$25.6M 0.16%
307,032
+7,620
+3% +$646K
IGSB icon
136
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$25.5M 0.16%
475,108
+40,570
+9% +$2.18M
MO icon
137
Altria Group
MO
$122B
$25.5M 0.16%
516,466
+12,226
+2% +$577K
VBR icon
138
Vanguard Small-Cap Value ETF
VBR
$37.1B
$25.4M 0.16%
193,292
+7,300
+4% +$967K
IBM icon
139
IBM
IBM
$203B
$25M 0.16%
234,840
+30,553
+15% +$3.97M
IXUS icon
140
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$24.9M 0.16%
401,243
+280,617
+233% +$16.8M
DEUS icon
141
Xtrackers Russell US Multifactor ETF
DEUS
$299M
$24.8M 0.16%
684,431
+684,354
+888,771% +$24.1M
NVDA icon
142
NVIDIA
NVDA
$5.01T
$24.7M 0.16%
4,671,400
+567,800
+14% +$2.95M
CL icon
143
Colgate-Palmolive
CL
$72.4B
$24.7M 0.16%
359,460
+6,711
+2% +$458K
VOX icon
144
Vanguard Communication Services ETF
VOX
$5.55B
$24.4M 0.15%
259,773
+19,860
+8% +$1.79M
JPST icon
145
JPMorgan Ultra-Short Income ETF
JPST
$40B
$24.2M 0.15%
482,593
+49,621
+11% +$2.5M
CVS icon
146
CVS Health
CVS
$137B
$24.1M 0.15%
337,180
+26,870
+9% +$1.89M
SCHM icon
147
Schwab US Mid-Cap ETF
SCHM
$14.6B
$24M 0.15%
1,195,086
+31,212
+3% +$604K
AMGN icon
148
Amgen
AMGN
$203B
$23.8M 0.15%
125,673
+23,306
+23% +$5.14M
EEMV icon
149
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$23.8M 0.15%
403,373
-5,209
-1% -$302K
FTCS icon
150
First Trust Capital Strength ETF
FTCS
$7.87B
$23.7M 0.15%
392,536
+169,933
+76% +$9.9M
4 5
6
7 8

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.