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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYG icon
76
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51B
$43.5M 0.27%
1,043,398
+16,069
+2% +$644K
GOOG icon
77
Alphabet (Google) Class C
GOOG
$3.91T
$42.8M 0.27%
2,662,720
+2,025,840
+318% +$131M
VNQ icon
78
Vanguard Real Estate ETF
VNQ
$39.9B
$42.6M 0.27%
472,230
+6,676
+1% +$618K
GOOGL icon
79
Alphabet (Google) Class A
GOOGL
$3.92T
$41.9M 0.26%
1,528,560
+891,220
+140% +$57.5M
VCSH icon
80
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$41.9M 0.26%
535,277
+5,537
+1% +$449K
SDY icon
81
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$41.3M 0.26%
386,137
+10,652
+3% +$1.12M
KO icon
82
Coca-Cola
KO
$353B
$40.7M 0.26%
738,527
-7,219
-1% -$388K
MMM icon
83
3M
MMM
$88.3B
$40.4M 0.25%
278,431
+16,585
+6% +$2.32M
COST icon
84
Costco
COST
$414B
$40.3M 0.25%
171,898
+41,646
+32% +$12.4M
LMT icon
85
Lockheed Martin
LMT
$134B
$40.1M 0.25%
205,083
+101,644
+98% +$39M
VHT icon
86
Vanguard Health Care ETF
VHT
$18.2B
$40.1M 0.25%
226,567
+17,302
+8% +$3.1M
WMT icon
87
Walmart Inc
WMT
$868B
$39.9M 0.25%
1,074,477
+88,383
+9% +$3.51M
GSY icon
88
Invesco Ultra Short Duration ETF
GSY
$3.82B
$39.9M 0.25%
791,918
+46,029
+6% +$2.32M
WM icon
89
Waste Management
WM
$95.5B
$39.9M 0.25%
353,727
+2,417
+0.7% +$273K
JPIN icon
90
JPMorgan Diversified Return International Equity ETF
JPIN
$362M
$39.6M 0.25%
693,234
+12,352
+2% +$683K
BAC icon
91
Bank of America
BAC
$435B
$39.2M 0.25%
1,114,318
+4,873
+0.4% +$157K
LQD icon
92
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$39.2M 0.25%
332,946
-49,036
-13% -$6.24M
VXUS icon
93
Vanguard Total International Stock ETF
VXUS
$153B
$39M 0.25%
700,352
+50,535
+8% +$2.72M
LGLV icon
94
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$38.8M 0.24%
368,331
+91,255
+33% +$10.2M
SBUX icon
95
Starbucks
SBUX
$119B
$38.6M 0.24%
441,370
+9,495
+2% +$810K
MCD icon
96
McDonald's
MCD
$189B
$38.2M 0.24%
203,731
+4,035
+2% +$800K
IWS icon
97
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$38.2M 0.24%
416,422
+14,093
+4% +$1.29M
IGIB icon
98
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.4B
$38.1M 0.24%
655,830
+268,961
+70% +$15.6M
VOE icon
99
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$37.6M 0.24%
326,681
-6,065
-2% -$699K
VMBS icon
100
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$36.9M 0.23%
704,082
+130,810
+23% +$6.96M
2 3
4
5 6

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.