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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
51
Vanguard Information Technology ETF
VGT
$140B
$62.9M 0.4%
2,131,936
+143,992
+7% +$4.12M
AGG icon
52
iShares Core US Aggregate Bond ETF
AGG
$137B
$62.7M 0.39%
760,175
+36,586
+5% +$4.12M
META icon
53
Meta Platforms (Facebook)
META
$1.54T
$60.7M 0.38%
321,760
+25,496
+9% +$4.94M
HYG icon
54
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$59.3M 0.37%
680,368
+62,799
+10% +$5.47M
XOM icon
55
ExxonMobil
XOM
$650B
$57.4M 0.36%
829,635
+20,905
+3% +$1.45M
JNK icon
56
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$57M 0.36%
520,714
-44,422
-8% -$4.82M
ACWV icon
57
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.23B
$55M 0.35%
574,370
+110,645
+24% +$10.5M
IWM icon
58
iShares Russell 2000 ETF
IWM
$81.2B
$55M 0.35%
362,218
+32,733
+10% +$5.17M
BIV icon
59
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$54.7M 0.34%
628,804
+41,113
+7% +$3.6M
XLK icon
60
State Street Technology Select Sector SPDR ETF
XLK
$116B
$54.6M 0.34%
1,225,278
+406,290
+50% +$17.4M
EFAV icon
61
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.16B
$54.5M 0.34%
735,380
+37,720
+5% +$2.81M
VYM icon
62
Vanguard High Dividend Yield ETF
VYM
$80.6B
$52.9M 0.33%
576,366
+45,225
+9% +$4.1M
DGRO icon
63
iShares Core Dividend Growth ETF
DGRO
$42.2B
$52.5M 0.33%
1,245,358
+141,122
+13% +$5.71M
VXF icon
64
Vanguard Extended Market ETF
VXF
$30.4B
$52.2M 0.33%
417,350
+4,099
+1% +$495K
MUB icon
65
iShares National Muni Bond ETF
MUB
$45B
$51.2M 0.32%
452,331
+50,827
+13% +$5.79M
MBB icon
66
iShares MBS ETF
MBB
$38.9B
$49.2M 0.31%
456,067
+142,586
+45% +$15.4M
VB icon
67
Vanguard Small-Cap ETF
VB
$79.3B
$48.6M 0.31%
327,579
+31,966
+11% +$5.09M
VO icon
68
Vanguard Mid-Cap ETF
VO
$106B
$48.4M 0.31%
1,253,460
+173,540
+16% +$7.45M
INTC icon
69
Intel
INTC
$504B
$47.8M 0.3%
802,984
-6,897
-0.9% -$386K
SCHD icon
70
Schwab US Dividend Equity ETF
SCHD
$100B
$46M 0.29%
2,385,213
+112,968
+5% +$2.12M
CSCO icon
71
Cisco
CSCO
$444B
$45.7M 0.29%
957,039
+134,218
+16% +$6.24M
EMB icon
72
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$45.1M 0.28%
411,055
+32,162
+8% +$3.63M
HD icon
73
Home Depot
HD
$324B
$45.1M 0.28%
224,136
+28,091
+14% +$6.36M
FVD icon
74
First Trust Value Line Dividend Fund
FVD
$8.19B
$44.5M 0.28%
1,256,738
+191,543
+18% +$6.75M
GLD icon
75
SPDR Gold Trust
GLD
$130B
$44M 0.28%
333,763
-11,329
-3% -$1.58M
1 2
3
4 5

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.