We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
26
Vanguard Short-Term Bond ETF
BSV
$44.5B
$105M 0.66%
1,304,325
+34,095
+3% +$2.75M
ITOT icon
27
iShares Core S&P Total US Stock Market ETF
ITOT
$93B
$104M 0.66%
1,431,462
+580,663
+68% +$40.4M
IWF icon
28
iShares Russell 1000 Growth ETF
IWF
$122B
$102M 0.64%
2,386,232
-1,156,764
-33% -$48.3M
QUAL icon
29
iShares MSCI USA Quality Factor ETF
QUAL
$45.5B
$96.4M 0.61%
966,518
+660,621
+216% +$63.6M
VIG icon
30
Vanguard Dividend Appreciation ETF
VIG
$110B
$91.2M 0.57%
798,517
+894
+0.1% +$108K
SCHX icon
31
Schwab US Large- Cap ETF
SCHX
$70.7B
$88.6M 0.56%
6,927,000
-208,044
-3% -$2.55M
LDUR icon
32
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.36B
$81.8M 0.52%
819,794
+27,743
+4% +$2.77M
RSP icon
33
Invesco S&P 500 Equal Weight ETF
RSP
$95.1B
$81.3M 0.51%
816,057
+138,226
+20% +$15.4M
ISTB icon
34
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.07B
$79.3M 0.5%
1,574,289
-9,167
-0.6% -$462K
JNJ icon
35
Johnson & Johnson
JNJ
$622B
$79.2M 0.5%
561,322
+12,373
+2% +$1.68M
IJR icon
36
iShares Core S&P Small-Cap ETF
IJR
$109B
$76.6M 0.48%
949,482
+33,119
+4% +$2.66M
IWD icon
37
iShares Russell 1000 Value ETF
IWD
$81.2B
$76.3M 0.48%
563,629
-289,718
-34% -$38.2M
PG icon
38
Procter & Gamble
PG
$340B
$75.5M 0.48%
615,930
+8,595
+1% +$1.05M
DIS icon
39
Walt Disney
DIS
$161B
$72.1M 0.45%
525,251
+59,214
+13% +$8.26M
VZ icon
40
Verizon
VZ
$183B
$72M 0.45%
1,184,843
+17,038
+1% +$1.03M
IWP icon
41
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$71.7M 0.45%
954,676
+29,590
+3% +$2.17M
V icon
42
Visa
V
$667B
$71M 0.45%
425,030
+58,078
+16% +$10.5M
DIA icon
43
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$70.4M 0.44%
248,848
+8,818
+4% +$2.43M
SPLV icon
44
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$68.9M 0.43%
1,181,466
+160,089
+16% +$9.18M
CVX icon
45
Chevron
CVX
$389B
$66.2M 0.42%
557,751
+7,519
+1% +$886K
IJH icon
46
iShares Core S&P Mid-Cap ETF
IJH
$122B
$65.2M 0.41%
1,901,815
+157,850
+9% +$6.26M
BNDX icon
47
Vanguard Total International Bond ETF
BNDX
$81.8B
$64.9M 0.41%
1,148,956
-17,105
-1% -$993K
JPM icon
48
JPMorgan Chase
JPM
$925B
$64.3M 0.4%
503,775
+48,207
+11% +$6.18M
FBND icon
49
Fidelity Total Bond ETF
FBND
$26.9B
$64.1M 0.4%
1,239,992
+22,545
+2% +$1.17M
BA icon
50
Boeing
BA
$163B
$63.8M 0.4%
237,267
+43,154
+22% +$15.3M
1
2
3 4 5

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.