Ladenburg Thalmann Financial Services’s Invesco S&P 500 Low Volatility ETF SPLV Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SPLV Stock Details SPLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$68.9M	Buy	1,181,466 +160,089	+16%	+$9.18M	0.43%	44
2019 Q3	$59.1M	Buy	1,021,377 +58,953	+6%	+$3.32M	0.41%	49
2019 Q2	$53M	Sell	962,424 -369,382	-28%	-$19.9M	0.38%	54
2019 Q1	$70.1M	Buy	1,331,806 +617,890	+87%	+$31M	0.54%	34
2018 Q4	$33.3M	Buy	713,916 +255,728	+56%	+$12.4M	0.3%	73
2018 Q3	$22.7M	Buy	458,188 +25,614	+6%	+$1.26M	0.19%	123
2018 Q2	$20.3M	Hold	432,574	–	–	0.19%	120
2018 Q1	$20.3M	Buy	432,574 +16,634	+4%	+$787K	0.19%	120
2017 Q4	$19.9M	Buy	415,940 +20,194	+5%	+$952K	0.19%	116
2017 Q3	$18.1M	Buy	395,746 +17,445	+5%	+$791K	0.2%	117
2017 Q2	$16.9M	Buy	378,301 +47,270	+14%	+$2.09M	0.2%	117
2017 Q1	$14.4M	Buy	331,031 +45,514	+16%	+$1.94M	0.18%	124
2016 Q4	$11.9M	Sell	285,517 -10,388	-4%	-$423K	0.17%	134
2016 Q3	$12.3M	Buy	295,905 +56,701	+24%	+$2.4M	0.18%	124
2016 Q2	$10.2M	Buy	239,204 +21,995	+10%	+$894K	0.16%	133
2016 Q1	$8.73M	Buy	217,209 +34,323	+19%	+$1.31M	0.15%	148
2015 Q4	$7.05M	Buy	182,886 +17,880	+11%	+$682K	0.13%	157
2015 Q3	$5.94M	Sell	165,006 -813	-0.5%	-$30.1K	0.12%	169
2015 Q2	$6.08M	Buy	165,819 +984	+0.6%	+$36.9K	0.11%	186
2015 Q1	$6.25M	Buy	164,835 +37,380	+29%	+$1.42M	0.12%	180
2014 Q4	$4.83M	Sell	127,455 -40,499	-24%	-$1.48M	0.11%	188
2014 Q3	$5.88M	Buy	167,954 +30,620	+22%	+$1.07M	0.16%	125
2014 Q2	$4.88M	Buy	137,334 +102,203	+291%	+$3.54M	0.13%	137
2014 Q1	$1.19M	Sell	35,131 -1,490	-4%	-$49.1K	0.03%	406
2013 Q4	$1.21M	Buy	36,621 +511	+1%	+$16.6K	0.04%	384
2013 Q3	$1.12M	Sell	36,110 -7,144	-17%	-$226K	0.04%	371
2013 Q2	$1.34M	Buy	+43,254	New	+$1.36M	0.05%	310

Other funds holding SPLV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

DCC

Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SPLV Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Invesco S&P 500 Low Volatility ETF (SPLV) stake by 16% in Q4 2019, buying an estimated $9.18M and bringing the position to 1,181,466 shares worth $68.9M. The position accounts for 0.43% of the portfolio, ranked #44.

Ladenburg Thalmann Financial Services first reported a position in SPLV in Q2 2013 and has held it in 27 quarters since. The position peaked at $70.1M in Q1 2019. 633 funds tracked by Wall St. Rank hold SPLV as of Q4 2019.

Ladenburg Thalmann Financial Services held 1,181,466 shares of Invesco S&P 500 Low Volatility ETF worth $68.9M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 160,089 Invesco S&P 500 Low Volatility ETF shares in Q4 2019, an estimated $9.18M.
Invesco S&P 500 Low Volatility ETF made up 0.43% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #44 holding.
Ladenburg Thalmann Financial Services first reported a position in Invesco S&P 500 Low Volatility ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Invesco S&P 500 Low Volatility ETF position peaked at $70.1M in Q1 2019.
633 funds tracked by Wall St. Rank held Invesco S&P 500 Low Volatility ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.