Ladenburg Thalmann Financial Services’s PIMCO Enhanced Low Duration Active Exchange-Traded Fund LDUR Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio LDUR Stock Details LDUR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$81.8M	Buy	819,794 +27,743	+4%	+$2.77M	0.52%	32
2019 Q3	$79.5M	Buy	792,051 +7,883	+1%	+$790K	0.55%	28
2019 Q2	$78.6M	Sell	784,168 -9,188	-1%	-$917K	0.57%	28
2019 Q1	$79.1M	Buy	793,356 +528,628	+200%	+$52.5M	0.6%	25
2018 Q4	$26.1M	Sell	264,728 -2,058	-0.8%	-$204K	0.24%	101
2018 Q3	$26.6M	Buy	266,786 +119,654	+81%	+$11.9M	0.22%	109
2018 Q2	$14.7M	Hold	147,132	–	–	0.14%	161
2018 Q1	$14.7M	Buy	147,132 +1,690	+1%	+$169K	0.14%	161
2017 Q4	$14.6M	Sell	145,442 -4,368	-3%	-$441K	0.14%	153
2017 Q3	$15.1M	Buy	149,810 +10,097	+7%	+$1.02M	0.16%	135
2017 Q2	$14.1M	Buy	139,713 +2,018	+1%	+$204K	0.17%	131
2017 Q1	$13.9M	Sell	137,695 -522	-0.4%	-$52.5K	0.18%	128
2016 Q4	$13.9M	Sell	138,217 -7,406	-5%	-$745K	0.19%	117
2016 Q3	$14.7M	Sell	145,623 -891	-0.6%	-$89.8K	0.22%	105
2016 Q2	$14.7M	Sell	146,514 -10,755	-7%	-$1.08M	0.23%	98
2016 Q1	$15.7M	Buy	157,269 +28,479	+22%	+$2.82M	0.28%	84
2015 Q4	$12.9M	Buy	128,790 +2,302	+2%	+$232K	0.24%	96
2015 Q3	$12.7M	Buy	126,488 +6,964	+6%	+$706K	0.26%	89
2015 Q2	$12.2M	Sell	119,524 -9,677	-7%	-$985K	0.22%	104
2015 Q1	$13.1M	Buy	+129,201	New	+$13M	0.25%	93

Other funds holding LDUR

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

HCM

Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AFS

Access Financial Services Minneapolis, Minnesota $305M AUM 15.71% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ladenburg Thalmann Financial Services's LDUR Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) stake by 3.5% in Q4 2019, buying an estimated $2.77M and bringing the position to 819,794 shares worth $81.8M. The position accounts for 0.52% of the portfolio, ranked #32.

Ladenburg Thalmann Financial Services first reported a position in LDUR in Q1 2015 and has held it in 20 quarters since. 69 funds tracked by Wall St. Rank hold LDUR as of Q4 2019.

Ladenburg Thalmann Financial Services held 819,794 shares of PIMCO Enhanced Low Duration Active Exchange-Traded Fund worth $81.8M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 27,743 PIMCO Enhanced Low Duration Active Exchange-Traded Fund shares in Q4 2019, an estimated $2.77M.
PIMCO Enhanced Low Duration Active Exchange-Traded Fund made up 0.52% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #32 holding.
Ladenburg Thalmann Financial Services first reported a position in PIMCO Enhanced Low Duration Active Exchange-Traded Fund in Q1 2015 and has held it in 20 quarters since.
69 funds tracked by Wall St. Rank held PIMCO Enhanced Low Duration Active Exchange-Traded Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.