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PIMCO Enhanced Low Duration Active Exchange-Traded Fund

20 hedge funds and large institutions have $35.9M invested in PIMCO Enhanced Low Duration Active Exchange-Traded Fund in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

12.23% less ownership

Funds ownership: 61.22%48.99% (-12%)

15% less capital invested

Capital invested by funds: $42M → $35.9M (-$6.13M)

17% less funds holding

Funds holding: 2420 (-4)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
20
Holders Change
-4
Holders Change %
-16.67%
% of All Funds
0.5%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
4
Increased
8
Reduced
5
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$13.9M -$745K -7,406 -5%
OBWP
2
O'Brien Wealth Partners
Massachusetts
$4.64M +$1.04M +10,324 +29%
Bank of America
3
Bank of America
North Carolina
$3.86M +$565K +5,619 +17%
CWM
4
Cedar Wealth Management
California
$3.24M +$131K +1,300 +4%
HCM
5
Howland Capital Management
Massachusetts
$3.05M -$439K -4,369 -13%
UBS Group
6
UBS Group
Switzerland
$2.2M +$617K +6,136 +39%
BRF
7
B. Riley Financial
California
$1.02M +$338K +3,364 +49%
Wells Fargo
8
Wells Fargo
California
$774K -$39.3K -391 -5%
Morgan Stanley
9
Morgan Stanley
New York
$701K +$563K +5,595 +404%
CAL
10
Capital Advisors Ltd
Ohio
$661K +$95.7K +952 +17%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$642K
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$421K -$1.43M -14,212 -77%
LPL Financial
13
LPL Financial
California
$320K +$321K +3,195 New
AA
14
Ancora Advisors
Ohio
$201K
APSP
15
Asset Planning Services (Pennsylvania)
Pennsylvania
$124K -$5.03K -50 -4%
JP Morgan Chase
16
JP Morgan Chase
New York
$119K +$119K +1,187 New
SBL
17
Sargent Bickham Lagudis
Colorado
$31K +$101 +1 +0.3%
AG
18
Advisor Group
Arizona
$5K +$4.83K +48 New
CFD
19
Creative Financial Designs
Indiana
$3K +$2.92K +29 New
VKH
20
Virtu KCG Holdings
New York
-$2.86M -28,319 Closed
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
-$2.17M -21,468 Closed
Jane Street
22
Jane Street
New York
-$1.88M -18,597 Closed
IA
23
IFP Advisors
Florida
-$65K -642 Closed
MWP
24
MYCIO Wealth Partners
Pennsylvania
-$50K -492 Closed
MFS
25
MSI Financial Services
Massachusetts
-$6K -60 Closed

LDUR Hedge Fund Activity: Q4 2016 in Review

20 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) for Q4 2016, worth a combined $35.9M — down 15% from $42M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of LDUR and 4 opened new positions — a net loss of 3 holders — while 5 trimmed existing stakes and 8 added.

The largest buyer was O'Brien Wealth Partners, adding an estimated $1.04M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $2.86M sold.

  • 20 institutional investors held PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) as of Q4 2016, down from 24 in Q3 2016.
  • Funds reported $35.9M of PIMCO Enhanced Low Duration Active Exchange-Traded Fund stock for Q4 2016, down 15% quarter-over-quarter.
  • 4 funds opened new PIMCO Enhanced Low Duration Active Exchange-Traded Fund positions in Q4 2016 and 7 closed out, a net change of -3 holders.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund buyer in Q4 2016 was O'Brien Wealth Partners, an estimated $1.04M added.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund seller in Q4 2016 was Virtu KCG Holdings, an estimated $2.86M sold.

Based on aggregated 13F filings for Q4 2016.