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PIMCO Enhanced Low Duration Active Exchange-Traded Fund

69 hedge funds and large institutions have $342M invested in PIMCO Enhanced Low Duration Active Exchange-Traded Fund in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 29 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

93% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 15

15% more funds holding

Funds holding: 6069 (+9)

8% more capital invested

Capital invested by funds: $316M → $342M (+$26.1M)

1.49% more ownership

Funds ownership: 76.29%77.78% (+1.5%)

Holders
69
Holders Change
+9
Holders Change %
+15%
% of All Funds
1.36%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.06%
New
14
Increased
29
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$81.8M +$2.77M +27,743 +4%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$50.2M
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$49.5M
HCM
4
Howland Capital Management
Massachusetts
$26.1M +$4.8M +47,966 +22%
AG
5
Advisor Group
Arizona
$18M +$1.36M +13,574 +8%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$14.7M -$1.06M -10,623 -7%
AFS
7
Access Financial Services
Minnesota
$13.8M +$13M +130,236 +1,635%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$12.8M -$955K -9,547 -7%
Morgan Stanley
9
Morgan Stanley
New York
$5.49M +$220K +2,201 +4%
UBS Group
10
UBS Group
Switzerland
$5.33M -$251K -2,511 -4%
Wells Fargo
11
Wells Fargo
California
$5.05M +$1.08M +10,846 +27%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$4.7M +$540K +5,403 +13%
ACP
13
Aviance Capital Partners
Florida
$4.01M +$714K +7,142 +22%
Bank of America
14
Bank of America
North Carolina
$3.83M +$299K +2,987 +8%
ATWA
15
Arbor Trust Wealth Advisors
Michigan
$3.4M +$3.4M +33,999 New
ACM
16
AlphaStar Capital Management
North Carolina
$3.09M +$40K +400 +1%
CFG
17
Cooper Financial Group
California
$2.68M +$223K +2,231 +9%
GIP
18
Greatmark Investment Partners
Georgia
$2.48M +$21.5K +215 +0.9%
BRWM
19
B. Riley Wealth Management
Tennessee
$2.38M -$15.8K -158 -0.7%
LPL Financial
20
LPL Financial
California
$2.19M +$246K +2,457 +13%
BRWA
21
B. Riley Wealth Advisors
Florida
$2.15M +$137K +1,369 +7%
PA
22
Parallel Advisors
California
$2.1M +$104K +1,044 +5%
Stifel Financial
23
Stifel Financial
Missouri
$2.07M +$2.08M +20,828 New
AWS
24
AJ Wealth Strategies
New York
$1.95M -$69.9K -699 -3%
Jane Street
25
Jane Street
New York
$1.92M +$66.9K +669 +4%

LDUR Hedge Fund Activity: Q4 2019 in Review

69 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) for Q4 2019, worth a combined $342M — up 8.2% from $316M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new LDUR positions and 4 closed out — a net gain of 10 holders — while 29 added to existing stakes and 15 trimmed.

The largest buyer was Access Financial Services, adding an estimated $13M. The largest seller was Signature Estate & Investment Advisors, exiting entirely with an estimated $1.7M sold.

  • 69 institutional investors held PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) as of Q4 2019, up from 60 in Q3 2019.
  • Funds reported $342M of PIMCO Enhanced Low Duration Active Exchange-Traded Fund stock for Q4 2019, up 8.2% quarter-over-quarter.
  • 14 funds opened new PIMCO Enhanced Low Duration Active Exchange-Traded Fund positions in Q4 2019 and 4 closed out, a net change of +10 holders.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund buyer in Q4 2019 was Access Financial Services, an estimated $13M added.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund seller in Q4 2019 was Signature Estate & Investment Advisors, an estimated $1.7M sold.

Based on aggregated 13F filings for Q4 2019.