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PIMCO Enhanced Low Duration Active Exchange-Traded Fund

50 hedge funds and large institutions have $120M invested in PIMCO Enhanced Low Duration Active Exchange-Traded Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

26% more capital invested

Capital invested by funds: $95.4M → $120M (+$24.7M)

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

6% more funds holding

Funds holding: 4750 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7.65% less ownership

Funds ownership: 77.68%70.03% (-7.7%)

Holders
50
Holders Change
+3
Holders Change %
+6.38%
% of All Funds
1.14%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
16
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$26.6M +$11.9M +119,654 +81%
HCM
2
Howland Capital Management
Massachusetts
$17.7M +$6.56M +65,868 +59%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$14.9M
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$8.66M +$8.65M +86,897 New
Morgan Stanley
5
Morgan Stanley
New York
$7.21M -$1.1M -11,018 -13%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$5.38M +$303K +3,039 +6%
RCAG
7
Rehmann Capital Advisory Group
Michigan
$5.02M -$461K -4,633 -8%
UBS Group
8
UBS Group
Switzerland
$4.29M +$374K +3,755 +10%
Wells Fargo
9
Wells Fargo
California
$3.81M -$651K -6,541 -15%
FCAG
10
First Capital Advisors Group
New Jersey
$3.58M +$1.09M +10,918 +44%
Bank of America
11
Bank of America
North Carolina
$3.17M +$1.31M +13,201 +71%
BRF
12
B. Riley Financial
California
$2.67M -$354K -3,555 -12%
RWA
13
Redhawk Wealth Advisors
Minnesota
$1.75M +$1.75M +17,589 New
CHA
14
Cedar Hill Associates
Illinois
$1.68M -$1.35M -13,542 -45%
CWM
15
Cedar Wealth Management
California
$1.52M +$2.99K +30 +0.2%
LPL Financial
16
LPL Financial
California
$1.51M -$632K -6,345 -30%
AFP
17
Ausdal Financial Partners
Iowa
$1.41M -$9.76K -98 -0.7%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.21M +$140K +1,409 +13%
CWM
19
Cornerstone Wealth Management
Missouri
$1.05M -$16M -160,705 -60%
CAL
20
Capital Advisors Ltd
Ohio
$1.01M -$9.96K -100 -1%
AG
21
Advisor Group
Arizona
$966K -$418K -4,198 -30%
FAAS
22
First Allied Advisory Services
California
$854K +$24.9K +250 +3%
MCM
23
Monument Capital Management
Virginia
$799K
PAG
24
Private Advisor Group
New Jersey
$708K +$708K +7,108 New
GIP
25
Greatmark Investment Partners
Georgia
$355K +$127K +1,275 +56%

LDUR Hedge Fund Activity: Q3 2018 in Review

50 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) for Q3 2018, worth a combined $120M — up 26% from $95.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new LDUR positions and 6 closed out — a net gain of 3 holders — while 16 added to existing stakes and 14 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $11.9M. The largest seller was Cornerstone Wealth Management, cutting an estimated $16M.

  • 50 institutional investors held PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) as of Q3 2018, up from 47 in Q2 2018.
  • Funds reported $120M of PIMCO Enhanced Low Duration Active Exchange-Traded Fund stock for Q3 2018, up 26% quarter-over-quarter.
  • 9 funds opened new PIMCO Enhanced Low Duration Active Exchange-Traded Fund positions in Q3 2018 and 6 closed out, a net change of +3 holders.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund buyer in Q3 2018 was Ladenburg Thalmann Financial Services, an estimated $11.9M added.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $16M sold.

Based on aggregated 13F filings for Q3 2018.