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PIMCO Enhanced Low Duration Active Exchange-Traded Fund

22 hedge funds and large institutions have $111M invested in PIMCO Enhanced Low Duration Active Exchange-Traded Fund in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

133% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 3

29% more funds holding

Funds holding: 1722 (+5)

2.59% less ownership

Funds ownership: 89.38%86.79% (-2.6%)

29% less capital invested

Capital invested by funds: $155M → $111M (-$44.6M)

Holders
22
Holders Change
+5
Holders Change %
+29.41%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
7
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$73.8M -$51.4M -509,999 -41%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$12.9M +$232K +2,302 +2%
Bank of America
3
Bank of America
North Carolina
$12.9M +$574K +5,690 +5%
VKH
4
Virtu KCG Holdings
New York
$2.67M +$2.7M +26,755 New
FAAS
5
First Allied Advisory Services
California
$2.52M +$2.55M +25,314 New
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$1.7M -$66.1K -656 -4%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.42M -$42.8K -424 -3%
LPL Financial
8
LPL Financial
California
$570K +$577K +5,722 New
BRF
9
B. Riley Financial
California
$556K +$562K +5,574 New
Morgan Stanley
10
Morgan Stanley
New York
$519K +$198K +1,960 +60%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$324K +$97.5K +967 +42%
LNC
12
Lincoln National Corp
Pennsylvania
$258K +$261K +2,591 New
FIG
13
Fusion Investment Group
Pennsylvania
$239K +$1.71K +17 +0.7%
UBS Group
14
UBS Group
Switzerland
$230K +$37.1K +368 +19%
APSP
15
Asset Planning Services (Pennsylvania)
Pennsylvania
$125K +$1.81K +18 +1%
MWP
16
MYCIO Wealth Partners
Pennsylvania
$49K
AIA
17
Allegis Investment Advisors
Idaho
$40K +$40.3K +400 New
AIG
18
American International Group
New York
$19K
CAL
19
Capital Advisors Ltd
Ohio
$15K +$15.1K +150 New
DADC
20
D.A. Davidson & Co
Montana
$4K
MFS
21
MSI Financial Services
Massachusetts
$4K
AA
22
Ancora Advisors
Ohio
-$201K -2,000 Closed
Wells Fargo
23
Wells Fargo
California
-$7K -73 Closed

LDUR Hedge Fund Activity: Q4 2015 in Review

22 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) for Q4 2015, worth a combined $111M — down 29% from $155M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new LDUR positions and 2 closed out — a net gain of 5 holders — while 7 added to existing stakes and 3 trimmed.

The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $2.7M. The largest seller was Allianz Asset Management, cutting an estimated $51.4M.

  • 22 institutional investors held PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) as of Q4 2015, up from 17 in Q3 2015.
  • Funds reported $111M of PIMCO Enhanced Low Duration Active Exchange-Traded Fund stock for Q4 2015, down 29% quarter-over-quarter.
  • 7 funds opened new PIMCO Enhanced Low Duration Active Exchange-Traded Fund positions in Q4 2015 and 2 closed out, a net change of +5 holders.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund buyer in Q4 2015 was Virtu KCG Holdings, an estimated $2.7M added.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund seller in Q4 2015 was Allianz Asset Management, an estimated $51.4M sold.

Based on aggregated 13F filings for Q4 2015.