B. Riley Financial’s PIMCO Enhanced Low Duration Active Exchange-Traded Fund LDUR Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2018
Q4
Sell
2018
Q3
$2.67M Sell
2018
Q2
$3.02M Buy
2018
Q1
$3.02M Buy
2017
Q4
$2.99M Buy
2017
Q3
$2.2M Buy
2017
Q2
$1.17M Buy
2017
Q1
$1M Sell
2016
Q4
$1.02M Buy
2016
Q3
$688K Buy
2016
Q2
$609K Buy
2016
Q1
$506K Sell
2015
Q4
$556K Buy