B. Riley Financial’s PIMCO Enhanced Low Duration Active Exchange-Traded Fund LDUR Stock Holding History

B. Riley Financial’s Portfolio LDUR Stock Details LDUR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-26,764	Closed	-$2.67M	–	156
2018 Q3	$2.67M	Sell	26,764 -3,555	-12%	-$354K	0.76%	28
2018 Q2	$3.02M	Buy	30,319 +131	+0.4%	+$13K	0.79%	27
2018 Q1	$3.02M	Buy	30,188 +359	+1%	+$35.9K	0.84%	25
2017 Q4	$2.99M	Buy	29,829 +8,026	+37%	+$810K	0.78%	25
2017 Q3	$2.2M	Buy	21,803 +10,259	+89%	+$1.04M	0.6%	43
2017 Q2	$1.17M	Buy	11,544 +1,615	+16%	+$163K	0.32%	78
2017 Q1	$1M	Sell	9,929 -248	-2%	-$24.9K	0.5%	51
2016 Q4	$1.02M	Buy	10,177 +3,364	+49%	+$338K	0.68%	43
2016 Q3	$688K	Buy	6,813 +750	+12%	+$75.6K	0.44%	48
2016 Q2	$609K	Buy	6,063 +990	+20%	+$99K	0.35%	52
2016 Q1	$506K	Sell	5,073 -501	-9%	-$49.6K	0.37%	56
2015 Q4	$556K	Buy	+5,574	New	+$562K	0.4%	54

Other funds holding LDUR

RCAG

Rehmann Capital Advisory Group Lansing, Michigan $1.92B AUM 16.97% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

HCM

Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

B. Riley Financial's LDUR Position: Q4 2018 in Review

B. Riley Financial sold out of PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) in Q4 2018, closing a stake of 26,764 shares — an estimated $2.67M sold.

B. Riley Financial first reported a position in LDUR in Q4 2015 and held it in 12 quarters. The position peaked at $3.02M in Q2 2018. 53 funds tracked by Wall St. Rank hold LDUR as of Q4 2018.

B. Riley Financial reported no remaining PIMCO Enhanced Low Duration Active Exchange-Traded Fund position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 26,764 PIMCO Enhanced Low Duration Active Exchange-Traded Fund shares in Q4 2018, an estimated $2.67M.
B. Riley Financial first reported a position in PIMCO Enhanced Low Duration Active Exchange-Traded Fund in Q4 2015 and held it in 12 quarters.
B. Riley Financial's PIMCO Enhanced Low Duration Active Exchange-Traded Fund position peaked at $3.02M in Q2 2018.
53 funds tracked by Wall St. Rank held PIMCO Enhanced Low Duration Active Exchange-Traded Fund as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.