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PIMCO Enhanced Low Duration Active Exchange-Traded Fund

31 hedge funds and large institutions have $60.3M invested in PIMCO Enhanced Low Duration Active Exchange-Traded Fund in 2017 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

51% more capital invested

Capital invested by funds: $39.8M → $60.3M (+$20.5M)

15% more funds holding

Funds holding: 2731 (+4)

10.01% more ownership

Funds ownership: 42.34%52.35% (+10%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
12
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$15.1M +$1.02M +10,097 +7%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$15.1M +$15.1M +149,760 New
CHA
3
Cedar Hill Associates
Illinois
$5.07M +$1.85M +18,320 +58%
Morgan Stanley
4
Morgan Stanley
New York
$3.77M +$1.65M +16,295 +78%
HCM
5
Howland Capital Management
Massachusetts
$3.42M -$747K -7,401 -18%
VF
6
Virtu Financial
New York
$2.29M +$2.28M +22,624 New
BRF
7
B. Riley Financial
California
$2.2M +$1.04M +10,259 +89%
Bank of America
8
Bank of America
North Carolina
$1.88M -$1.78M -17,639 -49%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.79M -$238K -2,360 -12%
LPL Financial
10
LPL Financial
California
$1.69M +$603K +5,974 +56%
UBS Group
11
UBS Group
Switzerland
$1.66M +$1.08M +10,707 +188%
Wells Fargo
12
Wells Fargo
California
$1.6M +$39.9K +395 +3%
CWM
13
Cedar Wealth Management
California
$1.57M -$1.41M -13,981 -47%
CAL
14
Capital Advisors Ltd
Ohio
$763K +$25.5K +252 +3%
FAAS
15
First Allied Advisory Services
California
$536K
Jane Street
16
Jane Street
New York
$428K +$428K +4,233 New
CIR
17
Clear Investment Research
Georgia
$283K +$9.9K +98 +4%
PAG
18
Private Advisor Group
New Jersey
$272K
EFS
19
Essex Financial Services
Connecticut
$235K
AA
20
Ancora Advisors
Ohio
$202K
JP Morgan Chase
21
JP Morgan Chase
New York
$117K -$2.42K -24 -2%
AG
22
Advisor Group
Arizona
$112K +$72.2K +715 +182%
WAP
23
Wealthcare Advisory Partners
Pennsylvania
$81K +$80.8K +800 New
SBL
24
Sargent Bickham Lagudis
Colorado
$35K +$10.1K +100 +40%
APSP
25
Asset Planning Services (Pennsylvania)
Pennsylvania
$30K +$202 +2 +0.7%

LDUR Hedge Fund Activity: Q3 2017 in Review

31 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) for Q3 2017, worth a combined $60.3M — up 51% from $39.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new LDUR positions and 2 closed out — a net gain of 4 holders — while 12 added to existing stakes and 6 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $15.1M. The largest seller was Bank of America, cutting an estimated $1.78M.

  • 31 institutional investors held PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) as of Q3 2017, up from 27 in Q2 2017.
  • Funds reported $60.3M of PIMCO Enhanced Low Duration Active Exchange-Traded Fund stock for Q3 2017, up 51% quarter-over-quarter.
  • 6 funds opened new PIMCO Enhanced Low Duration Active Exchange-Traded Fund positions in Q3 2017 and 2 closed out, a net change of +4 holders.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund buyer in Q3 2017 was Fidelity Investments, an estimated $15.1M added.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund seller in Q3 2017 was Bank of America, an estimated $1.78M sold.

Based on aggregated 13F filings for Q3 2017.