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PIMCO Enhanced Low Duration Active Exchange-Traded Fund

53 hedge funds and large institutions have $270M invested in PIMCO Enhanced Low Duration Active Exchange-Traded Fund in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 24 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 14

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

46% more capital invested

Capital invested by funds: $185M → $270M (+$85.7M)

0% more funds holding

Funds holding: 5353 (0)

1.65% less ownership

Funds ownership: 84.54%82.89% (-1.7%)

75% less funds holding in top 10

Funds holding in top 10: 41 (-3)

Holders
53
Holders Change
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-75%
% of All Funds
0.02%
New
5
Increased
24
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$79.1M +$52.5M +528,628 +200%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$49.5M +$48.3M +486,528 +85,057%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$25.3M
HCM
4
Howland Capital Management
Massachusetts
$22.8M -$42.7K -430 -0.2%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$20.7M +$9.82M +98,945 +91%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$16.8M +$7.27M +73,286 +77%
RCAG
7
Rehmann Capital Advisory Group
Michigan
$5.48M -$30.6M -308,551 -85%
UBS Group
8
UBS Group
Switzerland
$5.37M +$1.79M +18,086 +51%
Morgan Stanley
9
Morgan Stanley
New York
$4.63M -$1.55M -15,613 -25%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$4.45M -$806K -8,118 -15%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$3.95M -$3.88M -39,080 -50%
Bank of America
12
Bank of America
North Carolina
$3.83M +$486K +4,894 +15%
Wells Fargo
13
Wells Fargo
California
$3.8M -$1.61M -16,200 -30%
SEIA
14
Signature Estate & Investment Advisors
California
$2.97M +$1.56M +15,735 +112%
BRWM
15
B. Riley Wealth Management
Tennessee
$2.39M -$123K -1,237 -5%
CFG
16
Cooper Financial Group
California
$2.05M +$1.72M +17,320 +530%
SBL
17
Sargent Bickham Lagudis
Colorado
$1.93M -$343K -3,457 -15%
BRWA
18
B. Riley Wealth Advisors
Florida
$1.7M +$569K +5,736 +51%
LPL Financial
19
LPL Financial
California
$1.68M +$342K +3,445 +26%
CWM
20
Cedar Wealth Management
California
$1.52M +$4.86K +49 +0.3%
FAAS
21
First Allied Advisory Services
California
$1.02M +$157K +1,587 +18%
CAL
22
Capital Advisors Ltd
Ohio
$1.02M +$9.92K +100 +1%
RJA
23
Raymond James & Associates
Florida
$895K +$99 +1 +0%
Jane Street
24
Jane Street
New York
$813K +$809K +8,154 New
AWS
25
AJ Wealth Strategies
New York
$803K +$799K +8,050 New

LDUR Hedge Fund Activity: Q1 2019 in Review

53 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) for Q1 2019, worth a combined $270M — up 46% from $185M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new LDUR positions and 3 closed out — a net gain of 2 holders — while 24 added to existing stakes and 14 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $52.5M. The largest seller was Rehmann Capital Advisory Group, cutting an estimated $30.6M.

  • 53 institutional investors held PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $270M of PIMCO Enhanced Low Duration Active Exchange-Traded Fund stock for Q1 2019, up 46% quarter-over-quarter.
  • 5 funds opened new PIMCO Enhanced Low Duration Active Exchange-Traded Fund positions in Q1 2019 and 3 closed out, a net change of +2 holders.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund buyer in Q1 2019 was Ladenburg Thalmann Financial Services, an estimated $52.5M added.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund seller in Q1 2019 was Rehmann Capital Advisory Group, an estimated $30.6M sold.

Based on aggregated 13F filings for Q1 2019.