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PIMCO Enhanced Low Duration Active Exchange-Traded Fund

90 hedge funds and large institutions have $448M invested in PIMCO Enhanced Low Duration Active Exchange-Traded Fund in 2020 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 34 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

122% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 9

42% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 24

27% more capital invested

Capital invested by funds: $353M → $448M (+$95.3M)

14% more funds holding

Funds holding: 7990 (+11)

2.76% less ownership

Funds ownership: 71.02%68.26% (-2.8%)

Holders
90
Holders Change
+11
Holders Change %
+13.92%
% of All Funds
1.82%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.1%
New
20
Increased
34
Reduced
24
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$53M -$7.2M -70,641 -12%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$51.4M -$102 -1 -0%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$49.5M
HCM
4
Howland Capital Management
Massachusetts
$37.1M +$15M +146,802 +68%
Wells Fargo
5
Wells Fargo
California
$23.1M +$8.19M +80,263 +55%
AFS
6
Access Financial Services
Minnesota
$22.8M +$2.54M +24,920 +13%
Bank of America
7
Bank of America
North Carolina
$20.3M +$5.56M +54,477 +38%
Citadel Advisors
8
Citadel Advisors
Florida
$16.3M +$16.3M +159,826 New
Jane Street
9
Jane Street
New York
$14.6M +$14.5M +142,559 New
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$11.9M -$808K -7,923 -6%
Morgan Stanley
11
Morgan Stanley
New York
$10.8M +$5.33M +52,251 +97%
BRWM
12
B. Riley Wealth Management
Tennessee
$9.86M -$124K -1,216 -1%
SW
13
SkyOak Wealth
Michigan
$9.07M +$8.27M +81,096 +1,056%
FNC
14
First National Corp
Massachusetts
$8.93M +$755K +7,406 +13%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$7.92M +$3.11M +30,469 +65%
UBS Group
16
UBS Group
Switzerland
$7.72M +$1.4M +13,763 +22%
Stifel Financial
17
Stifel Financial
Missouri
$6.38M +$3.5M +34,285 +122%
ACM
18
AlphaStar Capital Management
North Carolina
$6.17M +$1.44M +14,168 +31%
GIP
19
Greatmark Investment Partners
Georgia
$5.73M +$2.97M +29,106 +108%
LPL Financial
20
LPL Financial
California
$5.69M +$955K +9,360 +20%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$5.41M -$113K -1,108 -2%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$5.02M -$793K -7,781 -14%
MAFM
23
Mid Atlantic Financial Management
Pennsylvania
$4.42M +$814K +7,987 +23%
JP Morgan Chase
24
JP Morgan Chase
New York
$4.33M +$3.39M +33,251 +361%
KCM
25
Kathmere Capital Management
Pennsylvania
$3.6M +$2.61M +25,555 +264%

LDUR Hedge Fund Activity: Q3 2020 in Review

90 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) for Q3 2020, worth a combined $448M — up 27% from $353M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new LDUR positions and 9 closed out — a net gain of 11 holders — while 34 added to existing stakes and 24 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $16.3M. The largest seller was Osaic Holdings, cutting an estimated $7.2M.

  • 90 institutional investors held PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) as of Q3 2020, up from 79 in Q2 2020.
  • Funds reported $448M of PIMCO Enhanced Low Duration Active Exchange-Traded Fund stock for Q3 2020, up 27% quarter-over-quarter.
  • 20 funds opened new PIMCO Enhanced Low Duration Active Exchange-Traded Fund positions in Q3 2020 and 9 closed out, a net change of +11 holders.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund buyer in Q3 2020 was Citadel Advisors, an estimated $16.3M added.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund seller in Q3 2020 was Osaic Holdings, an estimated $7.2M sold.

Based on aggregated 13F filings for Q3 2020.