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PIMCO Enhanced Low Duration Active Exchange-Traded Fund

60 hedge funds and large institutions have $316M invested in PIMCO Enhanced Low Duration Active Exchange-Traded Fund in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 27 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 11

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

13% more capital invested

Capital invested by funds: $280M → $316M (+$36.8M)

3% more funds holding

Funds holding: 5860 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.75% less ownership

Funds ownership: 79.04%76.29% (-2.8%)

Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.32%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
27
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$79.5M +$790K +7,883 +1%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$50.5M +$25M +249,225 +98%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$49.5M
HCM
4
Howland Capital Management
Massachusetts
$21.5M +$782K +7,806 +4%
AG
5
Advisor Group
Arizona
$16.8M +$15.5M +154,721 +1,234%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$15.8M -$4.38M -43,691 -22%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$13.9M -$6.57M -65,590 -32%
UBS Group
8
UBS Group
Switzerland
$5.61M +$279K +2,786 +5%
Morgan Stanley
9
Morgan Stanley
New York
$5.3M +$1.08M +10,821 +26%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$4.18M +$80.3K +801 +2%
Wells Fargo
11
Wells Fargo
California
$3.99M -$133K -1,331 -3%
Bank of America
12
Bank of America
North Carolina
$3.55M +$102K +1,017 +3%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$3.44M
ACP
14
Aviance Capital Partners
Florida
$3.32M +$1.61M +16,036 +94%
ACM
15
AlphaStar Capital Management
North Carolina
$3.07M +$3.07M +30,595 New
CFG
16
Cooper Financial Group
California
$2.47M +$238K +2,371 +11%
GIP
17
Greatmark Investment Partners
Georgia
$2.47M +$199K +1,985 +9%
BRWM
18
B. Riley Wealth Management
Tennessee
$2.41M +$109K +1,090 +5%
AWS
19
AJ Wealth Strategies
New York
$2.03M -$1.39M -13,822 -41%
BRWA
20
B. Riley Wealth Advisors
Florida
$2.02M +$216K +2,157 +12%
IIA
21
IPG Investment Advisors
California
$2.01M -$100K -1,001 -5%
PA
22
Parallel Advisors
California
$2.01M +$178K +1,779 +10%
LPL Financial
23
LPL Financial
California
$1.95M -$1.07M -10,687 -35%
Jane Street
24
Jane Street
New York
$1.86M +$1.86M +18,560 New
SEIA
25
Signature Estate & Investment Advisors
California
$1.7M +$120K +1,201 +8%

LDUR Hedge Fund Activity: Q3 2019 in Review

60 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) for Q3 2019, worth a combined $316M — up 13% from $280M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new LDUR positions and 5 closed out — a net gain of 2 holders — while 27 added to existing stakes and 11 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $25M. The largest seller was Envestnet Asset Management, cutting an estimated $6.57M.

  • 60 institutional investors held PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) as of Q3 2019, up from 58 in Q2 2019.
  • Funds reported $316M of PIMCO Enhanced Low Duration Active Exchange-Traded Fund stock for Q3 2019, up 13% quarter-over-quarter.
  • 7 funds opened new PIMCO Enhanced Low Duration Active Exchange-Traded Fund positions in Q3 2019 and 5 closed out, a net change of +2 holders.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund buyer in Q3 2019 was Fidelity Investments, an estimated $25M added.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund seller in Q3 2019 was Envestnet Asset Management, an estimated $6.57M sold.

Based on aggregated 13F filings for Q3 2019.