Ladenburg Thalmann Financial Services’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$70.4M	Buy	248,848 +8,818	+4%	+$2.43M	0.44%	43
2019 Q3	$64.6M	Sell	240,030 -6,123	-2%	-$1.63M	0.45%	43
2019 Q2	$65.4M	Buy	246,153 +15,016	+6%	+$3.92M	0.47%	40
2019 Q1	$59.9M	Buy	231,137 +27,144	+13%	+$6.83M	0.46%	44
2018 Q4	$47.6M	Buy	203,993 +10,094	+5%	+$2.52M	0.43%	44
2018 Q3	$51.3M	Sell	193,899 -63,211	-25%	-$16.2M	0.43%	46
2018 Q2	$62.1M	Hold	257,110	–	–	0.58%	29
2018 Q1	$62.1M	Buy	257,110 +55,790	+28%	+$14M	0.58%	29
2017 Q4	$49.8M	Buy	201,320 +23,447	+13%	+$5.55M	0.48%	41
2017 Q3	$39.8M	Sell	177,873 -17,089	-9%	-$3.74M	0.43%	41
2017 Q2	$41.6M	Buy	194,962 +21,973	+13%	+$4.61M	0.49%	41
2017 Q1	$35.7M	Buy	172,989 +15,599	+10%	+$3.18M	0.45%	43
2016 Q4	$31.1M	Buy	157,390 +32,060	+26%	+$6.04M	0.43%	50
2016 Q3	$22.9M	Sell	125,330 -1,316	-1%	-$242K	0.34%	59
2016 Q2	$22.7M	Sell	126,646 -5,643	-4%	-$1M	0.36%	61
2016 Q1	$23.3M	Sell	132,289 -28,205	-18%	-$4.7M	0.41%	49
2015 Q4	$28M	Buy	160,494 +28,211	+21%	+$4.93M	0.52%	36
2015 Q3	$21.5M	Sell	132,283 -2,487	-2%	-$424K	0.44%	42
2015 Q2	$23.7M	Sell	134,770 -6,544	-5%	-$1.18M	0.44%	43
2015 Q1	$25.1M	Buy	141,314 +5,188	+4%	+$923K	0.48%	35
2014 Q4	$24.2M	Buy	136,126 +21,469	+19%	+$3.72M	0.54%	38
2014 Q3	$19.5M	Buy	114,657 +4,916	+4%	+$832K	0.53%	41
2014 Q2	$18.4M	Buy	109,741 +7,303	+7%	+$1.21M	0.5%	41
2014 Q1	$16.8M	Sell	102,438 -2,092	-2%	-$338K	0.49%	45
2013 Q4	$17.3M	Buy	104,530 +30,228	+41%	+$4.75M	0.53%	41
2013 Q3	$11.2M	Buy	74,302 +6,656	+10%	+$1.02M	0.38%	60
2013 Q2	$10.1M	Buy	+67,646	New	+$10.1M	0.36%	64

Other funds holding DIA

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Natixis Paris, France $28B AUM 26.79% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DIA Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) stake by 3.7% in Q4 2019, buying an estimated $2.43M and bringing the position to 248,848 shares worth $70.4M. The position accounts for 0.44% of the portfolio, ranked #43.

Ladenburg Thalmann Financial Services first reported a position in DIA in Q2 2013 and has held it in 27 quarters since. 755 funds tracked by Wall St. Rank hold DIA as of Q4 2019.

Ladenburg Thalmann Financial Services held 248,848 shares of State Street SPDR Dow Jones Industrial Average ETF Trust worth $70.4M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 8,818 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q4 2019, an estimated $2.43M.
State Street SPDR Dow Jones Industrial Average ETF Trust made up 0.44% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #43 holding.
Ladenburg Thalmann Financial Services first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2013 and has held it in 27 quarters since.
755 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.