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State Street SPDR Dow Jones Industrial Average ETF Trust

310 hedge funds and large institutions have $4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2014 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 82 increasing their positions, 132 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 30

1% less funds holding

Funds holding: 313310 (-3)

7.6% less ownership

Funds ownership: 42.13%34.53% (-7.6%)

25% less capital invested

Capital invested by funds: $5.31B → $4B (-$1.31B)

25% less funds holding in top 10

Funds holding in top 10: 3224 (-8)

30% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $2.48B

38% less repeat investments, than reductions

Existing positions increased: 82 | Existing positions reduced: 132

Holders
310
Holders Change
-3
Holders Change %
-0.96%
% of All Funds
8.95%
Holding in Top 10
24
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-25%
% of All Funds
0.69%
New
31
Increased
82
Reduced
132
Closed
30
Calls
$1.75B
Puts
$2.48B
Net Calls
-$734M
Net Calls Change
-$565M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$511M -$208M -1,287,891 -29%
Morgan Stanley
2
Morgan Stanley
New York
$474M -$155M -961,458 -25%
Bank of America
3
Bank of America
North Carolina
$392M -$29.6M -182,927 -7%
Wells Fargo
4
Wells Fargo
California
$255M +$185M +1,144,576 +279%
JP Morgan Chase
5
JP Morgan Chase
New York
$236M +$22.7M +140,525 +11%
NMIFOAC
6
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$193M
Deutsche Bank
7
Deutsche Bank
Germany
$166M -$81.2M -502,430 -33%
NB
8
Norinchukin Bank
Japan
$136M
U
9
UBS
Switzerland
$132M +$27.9M +172,771 +27%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$100M -$477K -2,953 -0.5%
MB
11
Mizuho Bank
Japan
$75.5M +$74.3M +460,000 New
BNP Paribas Financial Markets
12
BNP Paribas Financial Markets
France
$74.9M +$62.5M +387,024 +587%
Jones Financial Companies
13
Jones Financial Companies
Missouri
$73.7M +$3.49M +21,613 +5%
Citigroup
14
Citigroup
New York
$66.1M -$247M -1,530,586 -79%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$58.4M +$1.6M +9,903 +3%
CS
16
Credit Suisse
Switzerland
$49.9M -$11.6M -71,503 -19%
Citadel Advisors
17
Citadel Advisors
Florida
$41.6M +$40.9M +253,327 New
HSBC Holdings
18
HSBC Holdings
United Kingdom
$41.6M -$45.2M -279,881 -52%
Barclays
19
Barclays
United Kingdom
$41M +$39.4M +244,159 +4,098%
FAG
20
Financial Advisory Group
Texas
$39.3M +$122K +758 +0.3%
CA
21
Commerzbank Aktiengesellschaft
Germany
$37.7M -$218M -1,349,825 -85%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$37.2M +$589K +3,646 +2%
AFG
23
Arkansas Financial Group
Arkansas
$36.5M +$837K +5,182 +2%
LPL Financial
24
LPL Financial
California
$32.8M -$5.6M -34,678 -15%
BCI
25
Brinker Capital Investments
Pennsylvania
$31.7M -$199K -1,230 -0.6%

DIA Hedge Fund Activity: Q1 2014 in Review

310 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q1 2014, worth a combined $4B — down 25% from $5.31B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new DIA positions and 30 closed out — a net gain of 1 holder — while 82 added to existing stakes and 132 trimmed.

The largest buyer was Wells Fargo, adding an estimated $185M. The largest seller was Citigroup, cutting an estimated $247M.

  • 310 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q1 2014, down from 313 in Q4 2013.
  • Funds reported $4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q1 2014, down 25% quarter-over-quarter.
  • 31 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q1 2014 and 30 closed out, a net change of +1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q1 2014 was Wells Fargo, an estimated $185M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q1 2014 was Citigroup, an estimated $247M sold.

Based on aggregated 13F filings for Q1 2014.